Liquidnet Holdings, Inc. 401(k) Retirement Plan

Reviewed by PlainRetire Editorial, Retirement Plans Editorial Team · June 16, 2026

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Liquidnet Holdings, Inc. · New York · Management of Enterprises

What the 2023 filing shows

Liquidnet Holdings, Inc. 401(k) Retirement Plan holds $93K for 215 participants — about $432 per participant, down 99.9% over the 2022 plan year.

$93K
total plan assets (2022 EOY): 215
covered participants: $432
avg assets per participant: -99.9%
assets change YoY

The plan reported a net loss of $21M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)

$93K

Participants

215

State

New York

Industry

Management of Enterprises

What the Filing Says About Liquidnet Holdings, Inc. 401(k) Retirement Plan

Liquidnet Holdings, Inc. 401(k) Retirement Plan is a Profit Sharing retirement plan sponsored by Liquidnet Holdings, Inc., headquartered in New York. As of the 2022 Form 5500 filing, the plan reports $93K in total end-of-year assets and covers 215 participants across the Management of Enterprises industry. The sponsor's EIN on file with the U.S. Department of Labor is 134092641, and the plan has been effective since 2001-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $103M at the beginning of 2022 to $93K at year-end — a decline of 99.9%. Net assets (after liabilities) closed the year at N/A, with reported net income of $-21,151,076 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)	$103M
Total Assets (End of Year)	$93K
Net Assets (End of Year)	N/A
Net Income	$-21,151,076
Plan Type	Profit Sharing
Employer EIN	134092641
Plan Effective Date	2001-01-01
Filing Status	FILING RECEIVED

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Related Data

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Frequently Asked Questions

How much money is in the Liquidnet Holdings, Inc. 401(k) Retirement Plan? ▼

As of the 2022 Form 5500 filing, Liquidnet Holdings, Inc. 401(k) Retirement Plan holds $93K in total assets with 215 participants. It is sponsored by Liquidnet Holdings, Inc..

What type of plan is Liquidnet Holdings, Inc. 401(k) Retirement Plan? ▼

Liquidnet Holdings, Inc. 401(k) Retirement Plan is a Profit Sharing plan. It has been effective since 2001-01-01. The plan is filed with the U.S. Department of Labor under EIN 134092641.

Who sponsors the Liquidnet Holdings, Inc. 401(k) Retirement Plan? ▼

Liquidnet Holdings, Inc. 401(k) Retirement Plan is sponsored by Liquidnet Holdings, Inc., located in New York. The sponsor's EIN is 134092641 and the plan operates in the Management of Enterprises industry.

How did Liquidnet Holdings, Inc. 401(k) Retirement Plan perform in 2022? ▼

Liquidnet Holdings, Inc. 401(k) Retirement Plan declined by 99.9% during 2022, moving from $103M to $93K in total assets. Net income was $-21,151,076.

Where can I find official filings for Liquidnet Holdings, Inc. 401(k) Retirement Plan? ▼

Official Form 5500 filings for Liquidnet Holdings, Inc. 401(k) Retirement Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 134092641 or plan name at efast.dol.gov.

How does Liquidnet Holdings, Inc. 401(k) Retirement Plan compare to other plans? ▼

You can compare Liquidnet Holdings, Inc. 401(k) Retirement Plan against other Profit Sharing plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.