401(k) · DOL Form 5500 · 2022

Uma Enterprises, Inc. 401(k) Plan

Compiled by PlainRetire Editorial , Retirement Plans Editorial Team

Data updated 2026-05-15

$5M
Total assets: 176
Participants: 51th
Percentile by assets: $29,800
Avg per participant

Sponsored by Uma Enterprises Inc. · California · Wholesale Trade

What the 2022 filing shows

Uma Enterprises, Inc. 401(k) Plan holds $5M for 176 participants - about $29,800 per participant, above the median plan by assets, down 24.3% over the 2022 plan year.

$5M
total plan assets (2022 EOY): 176
covered participants: 51th
percentile by assets (of 139,258 plans): $29,800
avg assets per participant

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State

California

Industry

Wholesale Trade

401(k) · DOL Form 5500 · 2022

What the Filing Says About Uma Enterprises, Inc. 401(k) Plan

Uma Enterprises, Inc. 401(k) Plan is a 401(k) retirement plan sponsored by Uma Enterprises Inc., headquartered in California. According to the U.S. Department of Labor's 2022 Form 5500 filing, the plan reports $5M in total end-of-year assets and covers 176 participants across the Wholesale Trade industry. The sponsor's EIN on file with the U.S. Department of Labor is 330211322, and the plan has been effective since 2004-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets declined sharply from $7M at the beginning of 2022 to $5M at year-end - down 24.3%. Net assets (after liabilities) closed the year at $5M, with reported net income of -$2M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows, a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

How the percentile is calculated: we count every plan that filed a 2022 Form 5500 with a reported end-of-year asset figure (139,258 plans), rank Uma Enterprises, Inc. 401(k) Plan against all of them by total assets, and report the share of those plans it outranks. A plan reporting no asset figure for the year is excluded from the ranking rather than assumed to be zero.

Financial Summary (2022)

Total Assets (Beginning of Year)	$7M
Total Assets (End of Year)	$5M
Net Assets (End of Year)	$5M
Net Income	-$2M
Plan Type	401(k)
Employer EIN	330211322
Plan Effective Date	2004-01-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Wells Fargo & Company 401(k) Plan $45.8B · 205,865
Google LLC 401(k) Savings Plan $28.9B · 102,963
Oracle Corporation 401(k) Savings and Investment Plan $21.9B · 46,320
Chevron Employee Savings Investment Plan $18.6B · 19,946
Intel 401(k) Savings Plan $18.4B · 54,672

Compare Uma Enterprises, Inc. 401(k) Plan side-by-side with 3 peers →

Frequently Asked Questions

How much money is in the Uma Enterprises, Inc. 401(k) Plan? ▼

As of the 2022 Form 5500 filing, Uma Enterprises, Inc. 401(k) Plan holds $5M in total assets with 176 participants. It is sponsored by Uma Enterprises Inc..

What type of plan is Uma Enterprises, Inc. 401(k) Plan? ▼

Uma Enterprises, Inc. 401(k) Plan is a 401(k) plan. It has been effective since 2004-01-01. The plan is filed with the U.S. Department of Labor under EIN 330211322.

Who sponsors the Uma Enterprises, Inc. 401(k) Plan? ▼

Uma Enterprises, Inc. 401(k) Plan is sponsored by Uma Enterprises Inc., located in California. The sponsor's EIN is 330211322 and the plan operates in the Wholesale Trade industry.

How did Uma Enterprises, Inc. 401(k) Plan perform in 2022? ▼

Uma Enterprises, Inc. 401(k) Plan declined sharply - down 24.3% during 2022, moving from $7M to $5M in total assets. Net income was -$2M.

What this filing means

Ways to act on Uma Enterprises, Inc. 401(k) Plan's numbers.

By total assets, Uma Enterprises, Inc. 401(k) Plan ranks above the median plan by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in California. Compare plans
A 401(k) plan works differently from other retirement plan types, understand the structural differences before comparing. Compare plan types

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 330211322.

Reference: IRS Publication 560, Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B, Distributions from IRAs, RMD rules under SECURE Act 2.0.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.

Every figure on PlainRetire is rendered directly from the Department of Labor's Form 5500 annual return filings, no number is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-15.