401(k)
2022 plan-year 401(k) DOL Form 5500

Tri-State Gastroenterology Associates, P.S.C.401(k) Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Tri-State Gastroenterology Associates, Psc · Kentucky · Healthcare & Social Assistance

What the 2023 filing shows

Tri-State Gastroenterology Associates, P.S.C.401(k) Plan holds $12M for 101 participants — about $119,740 per participant, down 45.3% over the 2022 plan year.

$12M
total plan assets (2022 EOY)
101
covered participants
$119,740
avg assets per participant
-45.3%
assets change YoY

The plan reported a net loss of $10M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$12M
Participants
101
State
Industry
Healthcare & Social Assistance

What the Filing Says About Tri-State Gastroenterology Associates, P.S.C.401(k) Plan

Tri-State Gastroenterology Associates, P.S.C.401(k) Plan is a 401(k) retirement plan sponsored by Tri-State Gastroenterology Associates, Psc, headquartered in Kentucky. As of the 2022 Form 5500 filing, the plan reports $12M in total end-of-year assets and covers 101 participants across the Healthcare & Social Assistance industry. The sponsor's EIN on file with the U.S. Department of Labor is 611192347, and the plan has been effective since 1999-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $22M at the beginning of 2022 to $12M at year-end — a decline of 45.3%. Net assets (after liabilities) closed the year at $12M, with reported net income of $-9,997,798 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$22M
Total Assets (End of Year)$12M
Net Assets (End of Year)$12M
Net Income$-9,997,798
Plan Type401(k)
Employer EIN611192347
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Tri-State Gastroenterology Associates, Psc)

Year Plans Participants Total Assets
2022 1 101 $12M
2023 1 99 $14M
2024 1 108 $16M

Nearby 401(k) Plans in Kentucky

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Frequently Asked Questions

How much money is in the Tri-State Gastroenterology Associates, P.S.C.401(k) Plan?
As of the 2022 Form 5500 filing, Tri-State Gastroenterology Associates, P.S.C.401(k) Plan holds $12M in total assets with 101 participants. It is sponsored by Tri-State Gastroenterology Associates, Psc.
What type of plan is Tri-State Gastroenterology Associates, P.S.C.401(k) Plan?
Tri-State Gastroenterology Associates, P.S.C.401(k) Plan is a 401(k) plan. It has been effective since 1999-01-01. The plan is filed with the U.S. Department of Labor under EIN 611192347.
Who sponsors the Tri-State Gastroenterology Associates, P.S.C.401(k) Plan?
Tri-State Gastroenterology Associates, P.S.C.401(k) Plan is sponsored by Tri-State Gastroenterology Associates, Psc, located in Kentucky. The sponsor's EIN is 611192347 and the plan operates in the Healthcare & Social Assistance industry.
How did Tri-State Gastroenterology Associates, P.S.C.401(k) Plan perform in 2022?
Tri-State Gastroenterology Associates, P.S.C.401(k) Plan declined by 45.3% during 2022, moving from $22M to $12M in total assets. Net income was $-9,997,798.
Where can I find official filings for Tri-State Gastroenterology Associates, P.S.C.401(k) Plan?
Official Form 5500 filings for Tri-State Gastroenterology Associates, P.S.C.401(k) Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 611192347 or plan name at efast.dol.gov.
How does Tri-State Gastroenterology Associates, P.S.C.401(k) Plan compare to other plans?
You can compare Tri-State Gastroenterology Associates, P.S.C.401(k) Plan against other 401(k) plans on the plan type page, or view plans in Kentucky on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 611192347.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.