401(k)
2022 plan-year 401(k) DOL Form 5500

Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc.

ERISA Form 5500 plan record drawn from DOL EBSA โ€” verify with linked source filings below.

Sponsored by The Guidance Center, Inc. ยท Arizona ยท Healthcare & Social Assistance

What the 2023 filing shows

Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. holds $8M for N/A participants, down 20.9% over the 2022 plan year.

$8M
total plan assets (2022 EOY)
N/A
covered participants
-20.9%
assets change YoY

The plan reported a net loss of $2M for the year โ€” a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$8M
Participants
N/A
State
Industry
Healthcare & Social Assistance

What the Filing Says About Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc.

Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. is a 401(k) retirement plan sponsored by The Guidance Center, Inc., headquartered in Arizona. As of the 2022 Form 5500 filing, the plan reports $8M in total end-of-year assets and covers N/A participants across the Healthcare & Social Assistance industry. The sponsor's EIN on file with the U.S. Department of Labor is 860223720, and the plan has been effective since 2003-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $10M at the beginning of 2022 to $8M at year-end โ€” a decline of 20.9%. Net assets (after liabilities) closed the year at $8M, with reported net income of $-1,992,768 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows โ€” a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$10M
Total Assets (End of Year)$8M
Net Assets (End of Year)$8M
Net Income$-1,992,768
Plan Type401(k)
Employer EIN860223720
Plan Effective Date2003-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Guidance Center, Inc.)

Year Plans Participants Total Assets
2022 1 N/A $8M
2023 1 173 $8M
2024 1 185 $9M

Nearby 401(k) Plans in Arizona

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Frequently Asked Questions

How much money is in the Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc.?
As of the 2022 Form 5500 filing, Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. holds $8M in total assets with N/A participants. It is sponsored by The Guidance Center, Inc..
What type of plan is Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc.?
Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. is a 401(k) plan. It has been effective since 2003-01-01. The plan is filed with the U.S. Department of Labor under EIN 860223720.
Who sponsors the Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc.?
Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. is sponsored by The Guidance Center, Inc., located in Arizona. The sponsor's EIN is 860223720 and the plan operates in the Healthcare & Social Assistance industry.
How did Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. perform in 2022?
Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. declined by 20.9% during 2022, moving from $10M to $8M in total assets. Net income was $-1,992,768.
Where can I find official filings for Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc.?
Official Form 5500 filings for Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 860223720 or plan name at efast.dol.gov.
How does Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. compare to other plans?
You can compare Safe-Harbor 401(k) Profit Sharing Plan for Employees of the Guidance Center, Inc. against other 401(k) plans on the plan type page, or view plans in Arizona on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) โ€” original filing retrieval by EIN 860223720.

Reference: IRS Publication 560 โ€” Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B โ€” Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.