401(k) · DOL Form 5500 · 2022
Obex Securities LLC 401(k) Plan
Data updated 2026-08-25
- $419K
- Total assets Small plan by assets
- 3
- Participants Small participant base
- 17th
- Percentile by assets National rank
- $139,631
- Avg per participant Near avg balance/head
Official DOL plan name: Obex Securities LLC 401(k) Profit Sharing Plan & Trust · Sponsored by Obex Securities LLC · New York · Finance & Insurance
$419K in assets, 3 participants
Obex Securities LLC's Obex Securities LLC 401(k) Profit Sharing Plan & Trust reported $419K in total assets and 3 participants in its 2022 DOL Form 5500 filing, ranking in the 17th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #981 in Finance & Insurance (9,261 peers)
2022 asset change
Obex Securities LLC 401(k) Profit Sharing Plan & Trust surged 30.0% in 2022 ($322K → $419K) for 3 participants.
- #981
- in Finance & Insurance (9,261 peers)
- +30.0%
- assets growth YoY
Obex Securities LLC 401(k) Profit Sharing Plan & Trust among the smaller filed plans by assets
Obex Securities LLC 401(k) Profit Sharing Plan & Trust vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$418,893 17th percentile higher than 17% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Obex Securities LLC 401(k) Profit Sharing Plan & Trust among micro filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Obex Securities LLC 401(k) Profit Sharing Plan & Trust is a micro filing (3 participants), the leftmost band.
Form 5500 schedule snapshot
Filing strip 134187305 · Obex Securities LLC PY 2022 · 401(k)
Obex Securities LLC 401(k) Profit Sharing Plan & Trust · $419K · 3 · 17th
- PCT $419K
- EIN 3
- RANK 17th
- PHOTO 401(k)
- IND near L.C. Industries, Inc. 401(k) Profit Sharing Plan
- EOY ind #981
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Obex Securities LLC 401(k) Profit Sharing Plan & Trust in the asset neighbourhood
Obex Securities LLC years around the 2022 move
Sponsor-wide plan assets over time
All Obex Securities LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $406K 3.0403945637668808% vs 2022
- 2023 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 3 | $419K |
| 2023 | 1 | 3 | $406K |
2022 asset-move particulars
| Total Assets (Beginning of Year) | $322K |
|---|---|
| Net Assets (End of Year) | $419K |
| Net Income | $97K |
| Employer EIN | 134187305 |
| Plan Effective Date | 2007-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Obex Securities LLC 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is L.C. Industries, Inc. 401(k) Profit Sharing Plan in IL ($419K); by covered participants it is Mesa Neurology, LLC 401(k) Profit Sharing Plan in AZ (3 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($419K here).
Similar participant headcount
Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.