401(k) · DOL Form 5500 · 2022

Windtree Therapeutics, Inc. 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
28
Participants Small participant base
61st
Percentile by assets National rank
$291,529
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Windtree Therapeutics, Inc. 401(k) Plan · Sponsored by Windtree Therapeutics, Inc. · Pennsylvania · Healthcare & Social Assistance

$8M in assets, 28 participants

Windtree Therapeutics, Inc.'s Windtree Therapeutics, Inc. 401(k) Plan reported $8M in total assets and 28 participants in its 2022 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,343 in Healthcare & Social Assistance (20,060 peers)

Windtree Therapeutics, Inc. multi-year trail

Windtree Therapeutics, Inc.'s plans moved +14.9% in assets from 2022 to 2024; this filing shows Windtree Therapeutics, Inc. 401(k) Plan at $8M / 28 participants.

#13,343
in Healthcare & Social Assistance (20,060 peers)
-25.5%
assets change YoY

The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Windtree Therapeutics, Inc. 401(k) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Windtree Therapeutics, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$8,162,800 Top 39% higher than 61% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Windtree Therapeutics, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Windtree Therapeutics, Inc. 401(k) Plan is a small filing (28 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 943171943 · Windtree Therapeutics, Inc. PY 2022 · 401(k)

Windtree Therapeutics, Inc. 401(k) Plan · $8M · 28 · 61st

  • SCH $8M
  • EBSA 28
  • PART 61st
  • TYPE 401(k)
  • NET near Boyer, Inc. 401(k) Plan
  • BOOK ind #13343

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Pennsylvania →

Windtree Therapeutics, Inc. 401(k) Plan in the asset neighbourhood

Windtree Therapeutics, Inc. 401(k) PlanWindtree Therapeutics, Inc. …$8MBoyer, Inc. 401(k) Plan$8MMidwest Transport, Inc. Employees Savings TrustMidwest Transport, Inc. Empl…$8MVoyetra Turtle Beach 401(k) PlanVoyetra Turtle Beach 401(k) …$8MLantmannen Unibake USA, Inc. 401(k) Plan and TrustLantmannen Unibake USA, Inc.…$8M
End-of-year total assets ($M) among Windtree Therapeutics, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Windtree Therapeutics, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Windtree Therapeutics, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 14.855833782525604% vs 2022
2024 filing year
$8M$8.5M$9M$9.5M$10M 202220232024 $8.16M $9.38M ▲ +15.0%
Year Plans Participants Total Assets
2022 1 28 $8M
2023 1 21 $10M
2024 1 12 $9M

Windtree Therapeutics, Inc. filing trail (2022)

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$8M
Net Income-$3M
Employer EIN943171943
Plan Effective Date1998-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Windtree Therapeutics, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -505101520 Total assets ($B) Participants Windtree Therapeutics, Inc. 401(k) Plan, Total assets ($B): 0.0081628 · Participants: 28Windtree Therapeutics, Inc. 401(k) PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 14.751564896 · Participants: 97769Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 11.46087279 · Participants: 66147Cigna 401(k) PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 8.11713 · Participants: 59451The PNC Financial Services Group, Inc. Incentive Savings PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 8.097254785 · Participants: 17073The Vanguard Retirement and Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 7.823164827 · Participants: 25071The Bank of New York Mellon Corporation 401(k) Savings Plan
Windtree Therapeutics, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants

Windtree Therapeutics, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Boyer, Inc. 401(k) Plan in TX ($8M); by covered participants it is Boatner & Pugh, LLC 401(k) and Profit Sharing Plan in AL (28 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (28 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Windtree Therapeutics, Inc. 401(k) Plan assets move in 2022?
Windtree Therapeutics, Inc. 401(k) Plan declined sharply - down 25.5% during 2022, from $11M to $8M. Reported net income was -$3M.
How have Windtree Therapeutics, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Windtree Therapeutics, Inc.'s sponsor-wide assets grew 14.9%, from $8M to $9M.
Which 401(k) plans are similar in size to Windtree Therapeutics, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Boyer, Inc. 401(k) Plan in TX ($8M, 157 participants).
Which 401(k) plans cover a similar participant headcount to Windtree Therapeutics, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Boatner & Pugh, LLC 401(k) and Profit Sharing Plan in AL (28 participants, $3M in assets).