401(k) · DOL Form 5500 · 2022

Tristate Brokers Corp. 401(k) Plan

Data updated 2026-08-25

$1M
Total assets Small plan by assets
4
Participants Small participant base
28th
Percentile by assets National rank
$315,773
Avg per participant High balance/head
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Official DOL plan name: Tristate Brokers Corp. 401(k) Plan · Sponsored by Tristate Brokers Corp. · Virginia · Finance & Insurance

$1M in assets, 4 participants

Tristate Brokers Corp.'s Tristate Brokers Corp. 401(k) Plan reported $1M in total assets and 4 participants in its 2022 DOL Form 5500 filing, ranking in the 28th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,701 in Finance & Insurance (9,261 peers)

Tristate Brokers Corp. multi-year trail

Tristate Brokers Corp.'s plans moved -27.9% in assets from 2022 to 2024; this filing shows Tristate Brokers Corp. 401(k) Plan at $1M / 4 participants.

#1,701
in Finance & Insurance (9,261 peers)
+14.3%
assets growth YoY

Tristate Brokers Corp. 401(k) Plan among the smaller filed plans by assets

Tristate Brokers Corp. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$1,263,092 28th percentile higher than 28% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Tristate Brokers Corp. 401(k) Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Tristate Brokers Corp. 401(k) Plan is a micro filing (4 participants), the leftmost band.

EBSA filing schedule strip

Filing strip 461456378 · Tristate Brokers Corp. PY 2022 · 401(k)

Tristate Brokers Corp. 401(k) Plan · $1M · 4 · 28th

  • RANK $1M
  • RANK 4
  • RANK 28th
  • RANK 401(k)
  • RANK near Eastern Aero Marine Inc. 401(k) Profit Sharing
  • RANK ind #1701

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Virginia →

Tristate Brokers Corp. 401(k) Plan in the asset neighbourhood

Tristate Brokers Corp. 401(k) PlanTristate Brokers Corp. 401(k…$1MEastern Aero Marine Inc. 401(k) Profit SharingEastern Aero Marine Inc. 401…$1MJack E. Wasserstein, D.D.S. Profit Sharing PlanJack E. Wasserstein, D.D.S. …$1MBkem Holdings Inc. 401(k) Retirement PlanBkem Holdings Inc. 401(k) Re…$1MBarkley Buick Gmc Cadillac, Inc. 401(k) PlanBarkley Buick Gmc Cadillac, …$1M
End-of-year total assets ($M) among Tristate Brokers Corp. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Tristate Brokers Corp. multi-year asset trail

Sponsor-wide plan assets over time

All Tristate Brokers Corp. plans reported in each filing year

Latest sponsor-wide plan assets
$911K 27.909210097126735% vs 2022
2024 filing year
$0.8M$1M$1.2M$1.4M 202220232024 $1.26M $0.91M ▼ -27.8%
Year Plans Participants Total Assets
2022 1 4 $1M
2023 1 1 $992K
2024 1 1 $911K

Tristate Brokers Corp. filing trail (2022)

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$1M
Net Income$158K
Employer EIN461456378
Plan Effective Date2012-11-28
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Virginia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Tristate Brokers Corp. 401(k) Plan vs. nearby 401(k) plans in Virginia, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -10010203040 Total assets ($B) Participants Tristate Brokers Corp. 401(k) Plan, Total assets ($B): 0.001263092 · Participants: 4Tristate Brokers Corp. 401(k) PlanNorthrop Grumman Savings Plan, Total assets ($B): 32.567331218 · Participants: 92420Northrop Grumman Savings Plan401(k) Pension Plan, Total assets ($B): 12.972737361 · Participants: 61481401(k) Pension PlanGeneral Dynamics Corporation 401(k) Plan 6.0, Total assets ($B): 9.624791923 · Participants: 36822General Dynamics Corporation 401(k) Plan 6.0Leidos, Inc. Retirement Plan, Total assets ($B): 8.665678993 · Participants: 26125Leidos, Inc. Retirement PlanBae Systems Employees' Savings and Investment Plan, Total assets ($B): 8.232987243 · Participants: 31556Bae Systems Employees' Savings and Investment Plan
Tristate Brokers Corp. 401(k) Plan vs. nearby 401(k) plans in Virginia, assets vs. participants

Tristate Brokers Corp. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Virginia, the nearest 401(k) by assets is Eastern Aero Marine Inc. 401(k) Profit Sharing in FL ($1M); by covered participants it is Damon Productions, Inc. Employees Profit Sharing Plan in CA (4 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Tristate Brokers Corp. 401(k) Plan assets move in 2022?
Tristate Brokers Corp. 401(k) Plan grew at a solid clip - up 14.3% during 2022, from $1M to $1M. Reported net income was $158K.
How have Tristate Brokers Corp. plan assets changed over time?
Across 3 plan years on file (2022-2024), Tristate Brokers Corp.'s sponsor-wide assets declined 27.9%, from $1M to $911K.
Which 401(k) plans are similar in size to Tristate Brokers Corp. 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Eastern Aero Marine Inc. 401(k) Profit Sharing in FL ($1M, 228 participants).
Which 401(k) plans cover a similar participant headcount to Tristate Brokers Corp. 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Damon Productions, Inc. Employees Profit Sharing Plan in CA (4 participants, N/A in assets).