401(k) · DOL Form 5500 · 2022
Oppenheimer & Co. Inc 401(k) Plan
Data updated 2026-08-06
- $517M
- Total assets
- 2,804
- Participants
- 98th
- Percentile by assets
- $184,298
- Avg per participant
Official DOL plan name: Oppenheimer & Co. Inc. 401(k) Plan · Sponsored by Oppenheimer & Co. Inc · New York · Finance & Insurance
$517M in assets, 2,804 participants
Oppenheimer & Co. Inc's Oppenheimer & Co. Inc. 401(k) Plan reported $517M in total assets and 2,804 participants in its 2022 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 139,258 plans)
- #8,919 in Finance & Insurance (9,267 peers)
Coverage in New York
Oppenheimer & Co. Inc. 401(k) Plan covers 2,804 participants in New York, 3.5x the typical New York plan (state average ~795 per filing). Assets: $517M.
- $517M
- total plan assets (2022 EOY)
- 2,804
- covered participants
- 98th
- percentile by assets (of 139,258 plans)
- $184,298
- avg assets per participant
The plan reported a net loss of $108M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs New York filers
In New York, the average filing covers about 795 participants across 8,491 plans. Oppenheimer & Co. Inc. 401(k) Plan reports 2,804 participants - 3.5x that state average ($517M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $625M |
|---|---|
| Net Assets (End of Year) | $517M |
| Net Income | -$108M |
| Employer EIN | 135657518 |
| Plan Effective Date | 1987-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Oppenheimer & Co. Inc)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 2,804 | $517M |
| 2023 | 1 | 2,814 | $603M |
| 2024 | 1 | 2,852 | $700M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Oppenheimer & Co. Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Oppenheimer & Co. Inc. 401(k) Plan by total assets, not by location.
- American Maritime Officers 401(k) Plan (FL) $517M · 3,667
- Rio Tinto America Inc. 401(k) Savings Plan and Investment Partnership Plan (UT) $517M · 1,480
- Firstbank Holding Company Savings and ESOP (CO) $516M · 2,758
- A. T. Kearney, Inc. 401(k) and Profit Sharing Retirement Plan (IL) $516M · 1,035
Frequently Asked Questions
How did Oppenheimer & Co. Inc. 401(k) Plan assets move in 2022? ▼
How have Oppenheimer & Co. Inc plan assets changed over time? ▼
Where does Oppenheimer & Co. Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Oppenheimer & Co. Inc. 401(k) Plan? ▼
Next read for Oppenheimer & Co. Inc. 401(k) Plan
Filing takeaways
Ways to act on Oppenheimer & Co. Inc. 401(k) Plan's numbers.
- By total assets, Oppenheimer & Co. Inc. 401(k) Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Oppenheimer & Co. Inc's sponsor-wide assets have grown 35.5% since 2022 across 3 plan years on file. More Finance & Insurance plans