401(k) · DOL Form 5500 · 2022
Highland Capital Brokerage, Inc. 401(k) Plan
Data updated 2026-08-25
- N/A
- Total assets —
- 280
- Participants Below avg headcount
Official DOL plan name: Highland Capital Brokerage, Inc. 401(k) Plan · Sponsored by Highland Capital Brokerage, Inc. · Alabama · Finance & Insurance
N/A in assets, 280 participants
Highland Capital Brokerage, Inc.'s Highland Capital Brokerage, Inc. 401(k) Plan reported N/A in total assets and 280 participants in its 2022 DOL Form 5500 filing. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
What the 2022 filing shows
Highland Capital Brokerage, Inc. 401(k) Plan holds N/A for 280 participants.
- -$13K
- reported net income
The plan reported a net loss of $13K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Highland Capital Brokerage, Inc. 401(k) Plan among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Highland Capital Brokerage, Inc. 401(k) Plan sits mid-pack in the medium band (280 participants).
EBSA filing schedule strip
Filing strip 522265514 · Highland Capital Brokerage, Inc. PY 2022 · 401(k)
Highland Capital Brokerage, Inc. 401(k) Plan · N/A · 280
- VS-ST N/A
- BOY 280
- SCH PY 2022
- EBSA 401(k)
- PART near Pathfinder 401(k) Plan
- TYPE -$13K
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →
Filing particulars (2022)
| Total Assets (Beginning of Year) | $23M |
|---|---|
| Net Assets (End of Year) | N/A |
| Net Income | -$13K |
| Employer EIN | 522265514 |
| Plan Effective Date | 2013-11-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in Alabama
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Regions Financial Corporation 401(k) Plan $2.5B · 20,809
- Encompass Health Corporation Retirement Investment Plan $1.2B · 26,602
- Hexagon Employee Retirement Savings Plan $1.2B · 4,237
- Vulcan 401(k) Plan $1.1B · 8,489
- Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan $930M · 4,593
Highland Capital Brokerage, Inc. 401(k) Plan's closest out-of-state 401(k) peers by headcount
Outside Alabama, the nearest 401(k) by covered participants is Pathfinder 401(k) Plan in TX (280 participants; this filing: 280 participants).
Similar participant headcount
Nearest other-state filings by covered participants (280 participants); asset peers above are excluded.
- Pathfinder 401(k) Plan (TX) 280 · 0 off
- Capital Cardiology Associates, PC Profit Sharing 401(k) Plan (NY) 280 · 0 off
- Otterbase 401(k) Plan (MI) 280 · 0 off
- Old Edwards Hospitality Group 401(k) Plan (NC) 280 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.