401(k) · DOL Form 5500 · 2022

Bregal Investments Inc. 401(k) Plan

Data updated 2026-08-25

$24M
Total assets Small plan by assets
69
Participants Small participant base
80th
Percentile by assets National rank
$345,228
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Bregal Investments, Inc. 401(k) Plan · Sponsored by Bregal Investments Inc. · New York · Finance & Insurance

$24M in assets, 69 participants

Bregal Investments Inc.'s Bregal Investments, Inc. 401(k) Plan reported $24M in total assets and 69 participants in its 2022 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,261 in Finance & Insurance (9,261 peers)

Where Bregal Investments, Inc. 401(k) Plan sits by assets

Bregal Investments, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $24M for 69 participants (~$345,228/participant), down 15.7% in 2022.

#6,261
in Finance & Insurance (9,261 peers)
-15.7%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $4M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Bregal Investments, Inc. 401(k) Plan's outsized position by total assets

Bregal Investments, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$23,820,705 Top 20% higher than 80% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Bregal Investments, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Bregal Investments, Inc. 401(k) Plan is a small filing (69 participants) on this national headcount ladder.

Plan-year Form 5500 strip

Filing strip 371466019 · Bregal Investments Inc. PY 2022 · 401(k)

Bregal Investments, Inc. 401(k) Plan · $24M · 69 · 80th

  • PART $24M
  • PART 69
  • PART 80th
  • PART 401(k)
  • PART near Legal Aid of North Carolina Ret Plan
  • PART ind #6261

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Bregal Investments, Inc. 401(k) Plan in the asset neighbourhood

Bregal Investments, Inc. 401(k) PlanBregal Investments, Inc. 401…$24MLegal Aid of North Carolina Ret PlanLegal Aid of North Carolina …$24MLeppo, Inc. Profit Sharing and 401(k) PlanLeppo, Inc. Profit Sharing a…$24MKansas Medical Center, LLC Profit Sharing/401(k) Pl & TrKansas Medical Center, LLC P…$24MOrtho Molecular Products, Inc. 401(k) PlanOrtho Molecular Products, In…$24M
End-of-year total assets ($M) among Bregal Investments, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$28M
Net Assets (End of Year)$24M
Net Income-$4M
Employer EIN371466019
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Bregal Investments Inc.)

Sponsor-wide plan assets over time

All Bregal Investments Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$38M 60.024600447383904% vs 2022
2024 filing year
$20M$25M$30M$35M$40M 202220232024 $23.8M $38.1M ▲ +60.0%
Year Plans Participants Total Assets
2022 1 69 $24M
2023 1 81 $31M
2024 1 90 $38M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Bregal Investments, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Bregal Investments, Inc. 401(k) Plan, Total assets ($B): 0.023820705 · Participants: 69Bregal Investments, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Bregal Investments, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Bregal Investments, Inc. 401(k) Plan side-by-side with 3 peers →

Bregal Investments, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Legal Aid of North Carolina Ret Plan in NC ($24M); by covered participants it is Anderson Technologies, Inc. 401(k) Plan in MI (69 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (69 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Bregal Investments, Inc. 401(k) Plan assets move in 2022? ▼
Bregal Investments, Inc. 401(k) Plan declined sharply - down 15.7% during 2022, from $28M to $24M. Reported net income was -$4M.
How have Bregal Investments Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Bregal Investments Inc.'s sponsor-wide assets grew 60.0%, from $24M to $38M.
Where does Bregal Investments, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Bregal Investments, Inc. 401(k) Plan ranks in the 80th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Bregal Investments, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Legal Aid of North Carolina Ret Plan in NC ($24M, 481 participants).
Which 401(k) plans cover a similar participant headcount to Bregal Investments, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Anderson Technologies, Inc. 401(k) Plan in MI (69 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371466019.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.