401(k) · DOL Form 5500 · 2022

Hennessy Advisors, Inc. 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
18
Participants Small participant base
58th
Percentile by assets National rank
$393,295
Avg per participant High balance/head
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Official DOL plan name: Hennessy Advisors, Inc. Retirement Trust · Sponsored by Hennessy Advisors, Inc. · California · Finance & Insurance

$7M in assets, 18 participants

Hennessy Advisors, Inc.'s Hennessy Advisors, Inc. Retirement Trust reported $7M in total assets and 18 participants in its 2022 DOL Form 5500 filing, ranking in the 58th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,821 in Finance & Insurance (9,261 peers)

Hennessy Advisors, Inc. multi-year trail

Hennessy Advisors, Inc.'s plans moved +54.5% in assets from 2022 to 2024; this filing shows Hennessy Advisors, Inc. Retirement Trust at $7M / 18 participants.

#3,821
in Finance & Insurance (9,261 peers)
-11.5%
assets change YoY

The plan reported a net loss of $923K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Hennessy Advisors, Inc. Retirement Trust's mid-pack asset rank among Finance & Insurance and all filers

Hennessy Advisors, Inc. Retirement Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$7,079,302 Top 42% higher than 58% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Hennessy Advisors, Inc. Retirement Trust among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hennessy Advisors, Inc. Retirement Trust is a small filing (18 participants) on this national headcount ladder.

DOL schedule card

Filing strip 680176227 · Hennessy Advisors, Inc. PY 2022 · 401(k)

Hennessy Advisors, Inc. Retirement Trust · $7M · 18 · 58th

  • PHOTO $7M
  • PHOTO 18
  • PHOTO 58th
  • PHOTO 401(k)
  • PHOTO near Communitybanc, Inc. Profit Sharing 401(k) Plan
  • PHOTO ind #3821

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Hennessy Advisors, Inc. Retirement Trust in the asset neighbourhood

Hennessy Advisors, Inc. Retirement TrustHennessy Advisors, Inc. Reti…$7MCommunitybanc, Inc. Profit Sharing 401(k) PlanCommunitybanc, Inc. Profit S…$7MNorthstar Recycling Company LLC 401(k) PlanNorthstar Recycling Company …$7MPhononic, Inc$7MZiegler Bolt & Parts Co. Profit Sharing PlanZiegler Bolt & Parts Co. Pro…$7M
End-of-year total assets ($M) among Hennessy Advisors, Inc. Retirement Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Hennessy Advisors, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Hennessy Advisors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$11M 54.46382990865484% vs 2022
2024 filing year
$6M$8M$10M$12M 202220232024 $7.08M $10.9M ▲ +54.4%
Year Plans Participants Total Assets
2022 1 18 $7M
2023 1 18 $9M
2024 1 17 $11M

Hennessy Advisors, Inc. filing trail (2022)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$7M
Net Income-$923K
Employer EIN680176227
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hennessy Advisors, Inc. Retirement Trust vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Hennessy Advisors, Inc. Retirement Trust, Total assets ($B): 0.007079302 · Participants: 18Hennessy Advisors, Inc. Retirement TrustWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Hennessy Advisors, Inc. Retirement Trust vs. nearby 401(k) plans in California, assets vs. participants
Compare Hennessy Advisors, Inc. Retirement Trust side-by-side with 3 peers →

Hennessy Advisors, Inc. Retirement Trust's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Communitybanc, Inc. Profit Sharing 401(k) Plan in OH ($7M); by covered participants it is Paragon Health Services 401(k) Plan in LA (18 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($7M here).

Similar participant headcount

Nearest other-state filings by covered participants (18 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hennessy Advisors, Inc. Retirement Trust assets move in 2022? ▼
Hennessy Advisors, Inc. Retirement Trust pulled back noticeably - down 11.5% during 2022, from $8M to $7M. Reported net income was -$923K.
How have Hennessy Advisors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hennessy Advisors, Inc.'s sponsor-wide assets grew 54.5%, from $7M to $11M.
Which 401(k) plans are similar in size to Hennessy Advisors, Inc. Retirement Trust? ▼
Among 401(k) plans in other states, the closest by assets is Communitybanc, Inc. Profit Sharing 401(k) Plan in OH ($7M, 129 participants).
Which 401(k) plans cover a similar participant headcount to Hennessy Advisors, Inc. Retirement Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Paragon Health Services 401(k) Plan in LA (18 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 680176227.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.