401(k) · DOL Form 5500 · 2022

Harbor Financial Management, LLC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
11
Participants Small participant base
33rd
Percentile by assets National rank
$177,512
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Harbor Financial Management, LLC 401(k) Profit Sharing Plan · Sponsored by Harbor Financial Management, LLC · New York · Management of Enterprises

$2M in assets, 11 participants

Harbor Financial Management, LLC's Harbor Financial Management, LLC 401(k) Profit Sharing Plan reported $2M in total assets and 11 participants in its 2022 DOL Form 5500 filing, ranking in the 33rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #234 in Management of Enterprises (1,193 peers)

Harbor Financial Management, LLC multi-year trail

Harbor Financial Management, LLC's plans moved +28.7% in assets from 2022 to 2024; this filing shows Harbor Financial Management, LLC 401(k) Profit Sharing Plan at $2M / 11 participants.

#234
in Management of Enterprises (1,193 peers)
-17.2%
assets change YoY

The plan reported a net loss of $406K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Harbor Financial Management, LLC 401(k) Profit Sharing Plan among the smaller filed plans by assets

Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$1,952,633 33rd percentile higher than 33% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Harbor Financial Management, LLC 401(k) Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Harbor Financial Management, LLC 401(k) Profit Sharing Plan is a small filing (11 participants) on this national headcount ladder.

EBSA filing schedule strip

Filing strip 201047151 · Harbor Financial Management, LLC PY 2022 · 401(k)

Harbor Financial Management, LLC 401(k) Profit Sharing Plan · $2M · 11 · 33rd

  • SCH $2M
  • SCH 11
  • SCH 33rd
  • SCH 401(k)
  • SCH near Cb Richard Ellis - Ne Partners, L.P. 401(k) Retirement Plan & Trust
  • SCH ind #234

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in New York →

Harbor Financial Management, LLC 401(k) Profit Sharing Plan in the asset neighbourhood

Harbor Financial Management, LLC 401(k) Profit Sharing PlanHarbor Financial Management,…$2MCb Richard Ellis - Ne Partners, L.P. 401(k) Retirement Plan & TrustCb Richard Ellis - Ne Partne…$2MJackson-Feild Behavioral Health Services 401(k) PlanJackson-Feild Behavioral Hea…$2MEcs Federal Enhanced Benefit PlanEcs Federal Enhanced Benefit…$2MTeam Construction 401(k) Plan$2M
End-of-year total assets ($M) among Harbor Financial Management, LLC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Harbor Financial Management, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Harbor Financial Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$3M 28.652183999758275% vs 2022
2024 filing year
$1.8M$2M$2.2M$2.4M$2.6M 202220232024 $1.95M $2.51M ▲ +28.7%
Year Plans Participants Total Assets
2022 1 11 $2M
2023 1 10 $2M
2024 1 10 $3M

Harbor Financial Management, LLC filing trail (2022)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income-$406K
Employer EIN201047151
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Harbor Financial Management, LLC 401(k) Profit Sharing Plan, Total assets ($B): 0.001952633 · Participants: 11Harbor Financial Management, LLC 401(k) Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Harbor Financial Management, LLC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Harbor Financial Management, LLC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Cb Richard Ellis - Ne Partners, L.P. 401(k) Retirement Plan & Trust in MA ($2M); by covered participants it is Oceanside Car Wash Inc Profit Sharing Plan in CA (11 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (11 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Harbor Financial Management, LLC 401(k) Profit Sharing Plan assets move in 2022? ▼
Harbor Financial Management, LLC 401(k) Profit Sharing Plan declined sharply - down 17.2% during 2022, from $2M to $2M. Reported net income was -$406K.
How have Harbor Financial Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Harbor Financial Management, LLC's sponsor-wide assets grew 28.7%, from $2M to $3M.
Which 401(k) plans are similar in size to Harbor Financial Management, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Cb Richard Ellis - Ne Partners, L.P. 401(k) Retirement Plan & Trust in MA ($2M, 3 participants).
Which 401(k) plans cover a similar participant headcount to Harbor Financial Management, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Oceanside Car Wash Inc Profit Sharing Plan in CA (11 participants, $625K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 201047151.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.