401(k) · DOL Form 5500 · 2022
Carl Marks & Co., Inc. 401(k) Plan
Data updated 2026-08-25
- $24M
- Total assets Small plan by assets
- 53
- Participants Small participant base
- 80th
- Percentile by assets National rank
- $456,960
- Avg per participant High balance/head
Official DOL plan name: Carl Marks & Co., Inc Retirement Savings Plan · Sponsored by Carl Marks & Co., Inc. · New York · Finance & Insurance
$24M in assets, 53 participants
Carl Marks & Co., Inc.'s Carl Marks & Co., Inc Retirement Savings Plan reported $24M in total assets and 53 participants in its 2022 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,295 in Finance & Insurance (9,261 peers)
Where Carl Marks & Co., Inc Retirement Savings Plan sits by assets
Carl Marks & Co., Inc Retirement Savings Plan sits in the top quartile of all filed plans by assets, $24M for 53 participants (~$456,960/participant), down 17.4% in 2022.
- #6,295
- in Finance & Insurance (9,261 peers)
- -17.4%
- assets change YoY
- 0.2×
- vs typical plan assets (national mean)
The plan reported a net loss of $5M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Carl Marks & Co., Inc Retirement Savings Plan's outsized position by total assets
Carl Marks & Co., Inc Retirement Savings Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$24,218,859 Top 20% higher than 80% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Carl Marks & Co., Inc Retirement Savings Plan among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Carl Marks & Co., Inc Retirement Savings Plan is a small filing (53 participants) on this national headcount ladder.
DOL schedule card
Filing strip 133146265 · Carl Marks & Co., Inc. PY 2022 · 401(k)
Carl Marks & Co., Inc Retirement Savings Plan · $24M · 53 · 80th
- BOOK $24M
- VS-ST 53
- BOY 80th
- SCH 401(k)
- EBSA near Ugsoa Retirement Plan
- PART ind #6295
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Carl Marks & Co., Inc Retirement Savings Plan in the asset neighbourhood
Scale-class filing particulars (2022)
| Total Assets (Beginning of Year) | $29M |
|---|---|
| Net Assets (End of Year) | $24M |
| Net Income | -$5M |
| Employer EIN | 133146265 |
| Plan Effective Date | 1984-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Carl Marks & Co., Inc.)
Sponsor-wide plan assets over time
All Carl Marks & Co., Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $35M 44.65030743190668% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 53 | $24M |
| 2023 | 1 | 46 | $30M |
| 2024 | 1 | 47 | $35M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Carl Marks & Co., Inc Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Ugsoa Retirement Plan in MA ($24M); by covered participants it is The Little Brown Box Pizza, LLC 401(k) Plan in CA (53 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($24M here).
- Ugsoa Retirement Plan (MA) $24M · 1,745
- Mutual Benefit Insurance Company 401(k) Plan (PA) $24M · 145
- Roebbelen Management, Inc. 401(k) Profit Sharing Plan (CA) $24M · 192
- Global Tbm Company Retirement Savings Plan (OH) $24M · 85
Similar participant headcount
Nearest other-state filings by covered participants (53 participants); asset peers above are excluded.
- The Little Brown Box Pizza, LLC 401(k) Plan (CA) 53 · 0 off
- Bank of Cherokee County 401(k) Retirement Plan (OK) 53 · 0 off
- Reading Pediatrics, Inc. Profit Sharing 401(k) Plan (PA) 53 · 0 off
- Hilman Inc. 401(k) Plan (NJ) 53 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.