401(k) · DOL Form 5500 · 2022
High Falls Advisors, Inc. 401(k) Plan
Data updated 2026-08-25
- $3M
- Total assets Small plan by assets
- 15
- Participants Small participant base
- 41st
- Percentile by assets National rank
- $203,364
- Avg per participant Above avg balance/head
Official DOL plan name: High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust · Sponsored by High Falls Advisors, Inc. · New York · Finance & Insurance
$3M in assets, 15 participants
High Falls Advisors, Inc.'s High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust reported $3M in total assets and 15 participants in its 2022 DOL Form 5500 filing, ranking in the 41st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #2,572 in Finance & Insurance (9,261 peers)
High Falls Advisors, Inc. multi-year trail
High Falls Advisors, Inc.'s plans moved +23.8% in assets from 2022 to 2024; this filing shows High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust at $3M / 15 participants.
- #2,572
- in Finance & Insurance (9,261 peers)
- -14.9%
- assets change YoY
The plan reported a net loss of $533K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust's mid-pack asset rank among Finance & Insurance and all filers
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$3,050,457 41st percentile higher than 41% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust is a small filing (15 participants) on this national headcount ladder.
EBSA filing schedule strip
Filing strip 461165286 · High Falls Advisors, Inc. PY 2022 · 401(k)
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust · $3M · 15 · 41st
- EBSA $3M
- PART 15
- TYPE 41st
- NET 401(k)
- BOOK near Facility Contract Services 401(k) Profit Sharing Plan & Trust
- VS-ST ind #2572
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust in the asset neighbourhood
High Falls Advisors, Inc. multi-year asset trail
Sponsor-wide plan assets over time
All High Falls Advisors, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $4M 23.83619896953145% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 15 | $3M |
| 2023 | 1 | 16 | $4M |
| 2024 | 1 | 17 | $4M |
High Falls Advisors, Inc. filing trail (2022)
| Total Assets (Beginning of Year) | $4M |
|---|---|
| Net Assets (End of Year) | $3M |
| Net Income | -$533K |
| Employer EIN | 461165286 |
| Plan Effective Date | 2010-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
High Falls Advisors, Inc. 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Facility Contract Services 401(k) Profit Sharing Plan & Trust in FL ($3M); by covered participants it is Trouble Free Plumbing, Inc. 401(k) Plan in IL (15 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($3M here).
Similar participant headcount
Nearest other-state filings by covered participants (15 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.