401(k) · DOL Form 5500 · 2022

Advisors Asset Management, Inc. 401(k) Plan

Data updated 2026-08-11

$41M
Total assets
263
Participants
86th
Percentile by assets
$156,380
Avg per participant
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Official DOL plan name: Advisors Asset Management, Inc. 401(k) Plan · Sponsored by Advisors Asset Management, Inc. · Colorado · Finance & Insurance

$41M in assets, 263 participants

Advisors Asset Management, Inc.'s Advisors Asset Management, Inc. 401(k) Plan reported $41M in total assets and 263 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 86th percentile by assets (of 139,126 plans)
  • #7,226 in Finance & Insurance (9,261 peers)

Where Advisors Asset Management, Inc. 401(k) Plan sits by assets

Advisors Asset Management, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $41M for 263 participants (~$156,380/participant), down 20.2% in 2022.

$41M
total plan assets (2022 EOY)
263
covered participants
86th
percentile by assets (of 139,126 plans)
$156,380
avg assets per participant

The plan reported a net loss of $10M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Where Advisors Asset Management, Inc. 401(k) Plan sits by total assets

Advisors Asset Management, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$41,128,061 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

State
Colorado
Industry
Finance & Insurance

Advisors Asset Management, Inc. 401(k) Plan vs the 2022 asset distribution

By assets, Advisors Asset Management, Inc. 401(k) Plan outranks 86% of the 139,126 plans that filed a Form 5500 for the 2022 plan year, and holds roughly 0.4x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$52M
Net Assets (End of Year)$41M
Net Income-$10M
Employer EIN200532180
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Advisors Asset Management, Inc.)

$35M$40M$45M$50M$55M$60M 202220232024 $41.1M $57.3M ▲ +39.4%
Total plan assets by year, all Advisors Asset Management, Inc. plans on file
Year Plans Participants Total Assets
2022 1 263 $41M
2023 1 254 $51M
2024 1 271 $57M

Nearby 401(k) Plans in Colorado

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Advisors Asset Management, Inc. 401(k) Plan vs. nearby 401(k) plans in Colorado, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -10123 Total assets ($B) Participants Advisors Asset Manag…, Total assets ($B): 0.041128061 · Participants: 263Advisors Asset Manag…Davita Retirement Sa…, Total assets ($B): 2.75238679 · Participants: 57172Davita Retirement Sa…Ball Corporation 401…, Total assets ($B): 2.51543651 · Participants: 10671Ball Corporation 401…Scl Health 401(k) Re…, Total assets ($B): 1.514958969 · Participants: 12642Scl Health 401(k) Re…Woodward Retirement …, Total assets ($B): 1.504801917 · Participants: 5046Woodward Retirement …Empower Retirement, …, Total assets ($B): 1.49307635 · Participants: 7741Empower Retirement, …
Advisors Asset Management, Inc. 401(k) Plan vs. nearby 401(k) plans in Colorado, assets vs. participants
Compare Advisors Asset Management, Inc. 401(k) P… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Advisors Asset Management, Inc. 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Advisors Asset Management, Inc. 401(k) Plan assets move in 2022? ▼
Advisors Asset Management, Inc. 401(k) Plan declined sharply - down 20.2% during 2022, from $52M to $41M. Reported net income was -$10M.
How have Advisors Asset Management, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Advisors Asset Management, Inc.'s sponsor-wide assets grew 39.4%, from $41M to $57M.
Where does Advisors Asset Management, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Advisors Asset Management, Inc. 401(k) Plan ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Advisors Asset Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Germain Retirement Security Savings Plan in OH ($41M, 1,103 participants).

Next read for Advisors Asset Management, Inc. 401(k) P…

Scale reading

Ways to act on Advisors Asset Management, Inc. 401(k) Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 200532180.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.