401(k) · DOL Form 5500 · 2022

Hap Trading, LLC 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets
65
Participants Small participant base
71st
Percentile by assets National rank
$212,211
Avg per participant Above avg balance/head
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Official DOL plan name: Hap Trading, LLC 401(k) Plan · Sponsored by Hap Trading, LLC · New York · Finance & Insurance

$14M in assets, 65 participants

Hap Trading, LLC's Hap Trading, LLC 401(k) Plan reported $14M in total assets and 65 participants in its 2022 DOL Form 5500 filing, ranking in the 71st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,136 in Finance & Insurance (9,261 peers)

Hap Trading, LLC multi-year trail

Hap Trading, LLC's plans moved +49.9% in assets from 2022 to 2024; this filing shows Hap Trading, LLC 401(k) Plan at $14M / 65 participants.

#5,136
in Finance & Insurance (9,261 peers)
-11.4%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Hap Trading, LLC 401(k) Plan's outsized position by total assets

Hap Trading, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$13,793,738 Top 29% higher than 71% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Hap Trading, LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hap Trading, LLC 401(k) Plan is a small filing (65 participants) on this national headcount ladder.

EBSA filing schedule strip

Filing strip 223561721 · Hap Trading, LLC PY 2022 · 401(k)

Hap Trading, LLC 401(k) Plan · $14M · 65 · 71st

  • 5500 $14M
  • 5500 65
  • 5500 71st
  • 5500 401(k)
  • 5500 near Mgpi Processing, Inc. 401(k) & Profit Sharing - Atchison Union
  • 5500 ind #5136

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Hap Trading, LLC 401(k) Plan in the asset neighbourhood

Albany Bank and Trust Company N.a. Profit Sharing and Savings Plan and Trust AgreementAlbany Bank and Trust Compan…$14MThe Mundy Companies Retirement Savings PlanThe Mundy Companies Retireme…$14MHap Trading, LLC 401(k) Plan$14MMgpi Processing, Inc. 401(k) & Profit Sharing - Atchison UnionMgpi Processing, Inc. 401(k)…$14MBay-Houston Towing Company Thrift PlanBay-Houston Towing Company T…$14M
End-of-year total assets ($M) among Hap Trading, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Hap Trading, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Hap Trading, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$21M 49.93863157325447% vs 2022
2024 filing year
$10M$15M$20M$25M 202220232024 $13.8M $20.7M ▲ +50.0%
Year Plans Participants Total Assets
2022 1 65 $14M
2023 1 78 $17M
2024 1 81 $21M

Hap Trading, LLC filing trail (2022)

Total Assets (Beginning of Year)$16M
Net Assets (End of Year)$14M
Net Income-$2M
Employer EIN223561721
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hap Trading, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Hap Trading, LLC 401(k) Plan, Total assets ($B): 0.013793738 · Participants: 65Hap Trading, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Hap Trading, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Hap Trading, LLC 401(k) Plan side-by-side with 3 peers →

Hap Trading, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Mgpi Processing, Inc. 401(k) & Profit Sharing - Atchison Union in KS ($14M); by covered participants it is Lwbj, LLP 401(k) Plan in IA (65 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (65 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hap Trading, LLC 401(k) Plan assets move in 2022? ▼
Hap Trading, LLC 401(k) Plan pulled back noticeably - down 11.4% during 2022, from $16M to $14M. Reported net income was -$2M.
How have Hap Trading, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hap Trading, LLC's sponsor-wide assets grew 49.9%, from $14M to $21M.
Which 401(k) plans are similar in size to Hap Trading, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mgpi Processing, Inc. 401(k) & Profit Sharing - Atchison Union in KS ($14M, 107 participants).
Which 401(k) plans cover a similar participant headcount to Hap Trading, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Lwbj, LLP 401(k) Plan in IA (65 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223561721.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.