401(k) · DOL Form 5500 · 2022
The Swan Group, LLC 401(k) Plan
Data updated 2026-08-25
- $101M
- Total assets Near avg plan size
- 314
- Participants Below avg headcount
- 93rd
- Percentile by assets National rank
- $322,840
- Avg per participant High balance/head
Official DOL plan name: The Swan Group Retirement Plan · Sponsored by The Swan Group, LLC · Massachusetts · Professional & Technical Services
$101M in assets, 314 participants
The Swan Group, LLC's The Swan Group Retirement Plan reported $101M in total assets and 314 participants in its 2022 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #20,251 in Professional & Technical Services (21,562 peers)
Coverage in Massachusetts
The Swan Group Retirement Plan covers 314 participants in Massachusetts, about 48% of the average Massachusetts filer (state average ~659 per filing). Assets: $101M.
- #20,251
- in Professional & Technical Services (21,562 peers)
- -14.2%
- assets change YoY
- 1.0×
- vs typical plan assets (national mean)
The plan reported a net loss of $17M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
The Swan Group Retirement Plan's outsized position by total assets
The Swan Group Retirement Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$101,371,755 Top 7% higher than 93% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
The Swan Group Retirement Plan among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Swan Group Retirement Plan sits mid-pack in the medium band (314 participants).
EBSA filing schedule strip
Filing strip 452558188 · The Swan Group, LLC PY 2022 · 401(k)
The Swan Group Retirement Plan · $101M · 314 · 93rd
- RANK $101M
- RANK 314
- RANK 93rd
- RANK 401(k)
- RANK near Icann Retirement Savings Plan
- RANK ind #20251
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Massachusetts →
The Swan Group Retirement Plan in the asset neighbourhood
Massachusetts filing particulars
| Total Assets (Beginning of Year) | $118M |
|---|---|
| Net Assets (End of Year) | $101M |
| Net Income | -$17M |
| Employer EIN | 452558188 |
| Plan Effective Date | 1969-12-15 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (The Swan Group, LLC)
Sponsor-wide plan assets over time
All The Swan Group, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $124M 22.638375946041382% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 314 | $101M |
| 2023 | 1 | 313 | $115M |
| 2024 | 1 | 344 | $124M |
Nearby 401(k) Plans in Massachusetts
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Fidelity Retirement Savings Plan $23.0B · 52,036
- Liberty Mutual 401(k) Plan $8.8B · 32,843
- Massachusetts Institute of Technology Supplemental 401(k) Plan $5.8B · 13,690
- Philips North America 401(k) Plan $5.2B · 19,750
- Boston Scientific Corporation 401(k) Retirement Savings Plan $4.9B · 18,359
The Swan Group Retirement Plan's out-of-state 401(k) peers by assets and headcount
Outside Massachusetts, the nearest 401(k) by assets is Icann Retirement Savings Plan in CA ($101M); by covered participants it is Benton Enterprises, Inc. 401(k) Plan in TX (314 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($101M here).
- Icann Retirement Savings Plan (CA) $101M · 285
- Electrolux Home Products, Inc. Thrift Plan (NC) $101M · 6,548
- Sonicwall, Inc. 401(k) Plan (CA) $101M · 483
- Valley Proteins, Inc. Retirement Plan (VA) $101M · 1,716
Similar participant headcount
Nearest other-state filings by covered participants (314 participants); asset peers above are excluded.
- Benton Enterprises, Inc. 401(k) Plan (TX) 314 · 0 off
- Jeff Schmitt Auto Group, Inc. 401(k) Plan (OH) 314 · 0 off
- Any Hour 401(k) Plan (UT) 314 · 0 off
- Price Brothers Management Company 401(k) Plan (KS) 314 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.