401(k) · DOL Form 5500 · 2022

Purshe Kaplan Sterling Investments, Inc. 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
103
Participants Small participant base
65th
Percentile by assets National rank
$96,085
Avg per participant Below avg balance/head
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Official DOL plan name: Purshe Kaplan Sterling 401(k) Profit Sharing Plan · Sponsored by Purshe Kaplan Sterling Investments, Inc. · New York · Finance & Insurance

$10M in assets, 103 participants

Purshe Kaplan Sterling Investments, Inc.'s Purshe Kaplan Sterling 401(k) Profit Sharing Plan reported $10M in total assets and 103 participants in its 2022 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,454 in Finance & Insurance (9,261 peers)

Coverage in New York

Purshe Kaplan Sterling 401(k) Profit Sharing Plan covers 103 participants in New York, about 13% of the average New York filer (state average ~798 per filing). Assets: $10M.

#4,454
in Finance & Insurance (9,261 peers)
-19.0%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Purshe Kaplan Sterling 401(k) Profit Sharing Plan's mid-pack asset rank among Finance & Insurance and all filers

Purshe Kaplan Sterling 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$9,896,782 Top 35% higher than 65% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Purshe Kaplan Sterling 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Purshe Kaplan Sterling 401(k) Profit Sharing Plan sits mid-pack in the medium band (103 participants).

EBSA filing schedule strip

Filing strip 133749682 · Purshe Kaplan Sterling Investments, Inc. PY 2022 · 401(k)

Purshe Kaplan Sterling 401(k) Profit Sharing Plan · $10M · 103 · 65th

  • RANK $10M
  • PHOTO 103
  • IND 65th
  • EOY 401(k)
  • 5500 near Gulf Winds Federal Credit Union 401(k) Plan and Trust
  • ASSETS ind #4454

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Purshe Kaplan Sterling 401(k) Profit Sharing Plan in the asset neighbourhood

Purshe Kaplan Sterling 401(k) Profit Sharing PlanPurshe Kaplan Sterling 401(k…$10MGulf Winds Federal Credit Union 401(k) Plan and TrustGulf Winds Federal Credit Un…$10MBuy-Lo Quality Food Stores Inc 401(k) Profit SharingBuy-Lo Quality Food Stores I…$10MPaul Capital Advisors LLC Savings and Investment PlanPaul Capital Advisors LLC Sa…$10MNorthwest Pipe Fittings, Inc 401(k) Profit Sharing PlanNorthwest Pipe Fittings, Inc…$10M
End-of-year total assets ($M) among Purshe Kaplan Sterling 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$10M
Net Income-$2M
Employer EIN133749682
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Purshe Kaplan Sterling Investments, Inc.)

Sponsor-wide plan assets over time

All Purshe Kaplan Sterling Investments, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$12M 21.748736104321587% vs 2022
2023 filing year
$9M$10M$11M$12M$13M 20222023 $9.9M $12.1M ▲ +21.7%
Year Plans Participants Total Assets
2022 1 103 $10M
2023 1 111 $12M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Purshe Kaplan Sterling 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Purshe Kaplan Sterling 401(k) Profit Sharing Plan, Total assets ($B): 0.009896782 · Participants: 103Purshe Kaplan Sterling 401(k) Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Purshe Kaplan Sterling 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Purshe Kaplan Sterling 401(k) Profit Sharing Plan side-by-side with 3 peers →

Purshe Kaplan Sterling 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Gulf Winds Federal Credit Union 401(k) Plan and Trust in FL ($10M); by covered participants it is Widen Enterprises LLC in WI (103 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (103 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Purshe Kaplan Sterling 401(k) Profit Sharing Plan assets move in 2022? ▼
Purshe Kaplan Sterling 401(k) Profit Sharing Plan declined sharply - down 19.0% during 2022, from $12M to $10M. Reported net income was -$2M.
How have Purshe Kaplan Sterling Investments, Inc. plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Purshe Kaplan Sterling Investments, Inc.'s sponsor-wide assets grew 21.7%, from $10M to $12M.
Which 401(k) plans are similar in size to Purshe Kaplan Sterling 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Gulf Winds Federal Credit Union 401(k) Plan and Trust in FL ($10M, 209 participants).
Which 401(k) plans cover a similar participant headcount to Purshe Kaplan Sterling 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Widen Enterprises LLC in WI (103 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133749682.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.