401(k)
2022 plan-year 401(k) DOL Form 5500

Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Diageo North America, Inc. · New York · Manufacturing

What the 2023 filing shows

Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees holds $11M for 686 participants — about $16,044 per participant, down 18.9% over the 2022 plan year.

$11M
total plan assets (2022 EOY)
686
covered participants
$16,044
avg assets per participant
-18.9%
assets change YoY

The plan reported a net loss of $3M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$11M
Participants
686
State
Industry
Manufacturing

What the Filing Says About Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees

Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees is a 401(k) retirement plan sponsored by Diageo North America, Inc., headquartered in New York. As of the 2022 Form 5500 filing, the plan reports $11M in total end-of-year assets and covers 686 participants across the Manufacturing industry. The sponsor's EIN on file with the U.S. Department of Labor is 061067908, and the plan has been effective since 1944-09-07. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $14M at the beginning of 2022 to $11M at year-end — a decline of 18.9%. Net assets (after liabilities) closed the year at $11M, with reported net income of $-2,567,671 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$14M
Total Assets (End of Year)$11M
Net Assets (End of Year)$11M
Net Income$-2,567,671
Plan Type401(k)
Employer EIN061067908
Plan Effective Date1944-09-07
Filing StatusFILING RECEIVED

Sponsor Plan History (Diageo North America, Inc.)

Year Plans Participants Total Assets
2022 7 4,419 $908M
2023 7 4,620 $1.0B
2024 7 4,714 $1.1B

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Frequently Asked Questions

How much money is in the Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees?
As of the 2022 Form 5500 filing, Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees holds $11M in total assets with 686 participants. It is sponsored by Diageo North America, Inc..
What type of plan is Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees?
Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees is a 401(k) plan. It has been effective since 1944-09-07. The plan is filed with the U.S. Department of Labor under EIN 061067908.
Who sponsors the Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees?
Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees is sponsored by Diageo North America, Inc., located in New York. The sponsor's EIN is 061067908 and the plan operates in the Manufacturing industry.
How did Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees perform in 2022?
Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees declined by 18.9% during 2022, moving from $14M to $11M in total assets. Net income was $-2,567,671.
Where can I find official filings for Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees?
Official Form 5500 filings for Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 061067908 or plan name at efast.dol.gov.
How does Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees compare to other plans?
You can compare Diageo North America, Inc. 401(k) Retirement Savings Plan for Union Employees against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

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Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 061067908.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.