401(k) · DOL Form 5500 · 2022
Daiwa Capital Markets America Inc. 401(k) Plan
Data updated 2026-08-11
- $138M
- Total assets
- 313
- Participants
- 94th
- Percentile by assets
- $441,590
- Avg per participant
Official DOL plan name: Daiwa Capital Markets America Inc. Retirement Investment Plan · Sponsored by Daiwa Capital Markets America Inc. · New York · Finance & Insurance
$138M in assets, 313 participants
Daiwa Capital Markets America Inc.'s Daiwa Capital Markets America Inc. Retirement Investment Plan reported $138M in total assets and 313 participants in its 2022 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 94th percentile by assets (of 139,126 plans)
- #8,390 in Finance & Insurance (9,261 peers)
Coverage in New York
Daiwa Capital Markets America Inc. Retirement Investment Plan covers 313 participants in New York, about 39% of the average New York filer (state average ~798 per filing). Assets: $138M.
- $138M
- total plan assets (2022 EOY)
- 313
- covered participants
- 94th
- percentile by assets (of 139,126 plans)
- $441,590
- avg assets per participant
The plan reported a net loss of $21M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs New York filers
In New York, the average filing covers about 798 participants across 9,061 plans. Daiwa Capital Markets America Inc. Retirement Investment Plan reports 313 participants - about 39% of that state average ($138M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $160M |
|---|---|
| Net Assets (End of Year) | $138M |
| Net Income | -$21M |
| Employer EIN | 135680329 |
| Plan Effective Date | 1985-06-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Daiwa Capital Markets America Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 313 | $138M |
| 2023 | 1 | 315 | $149M |
| 2024 | 1 | 299 | $155M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Daiwa Capital Markets America Inc. Retirement Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Daiwa Capital Markets America Inc. Retirement Investment Plan by total assets, not by location.
- Vse Corporation 401(k) Plan (VA) $138M · 2,362
- Voya 401(k) Plan for Vriac Agents (CT) $138M · 311
- The Massachusetts Medical Society Savings and Investment Plan (MA) $138M · 443
- Vaco 401(k) Plan (TN) $138M · 6,571
Frequently Asked Questions
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Filing takeaways
Ways to act on Daiwa Capital Markets America Inc. Retirement Investment Plan's numbers.
- By total assets, Daiwa Capital Markets America Inc. Retirement Investment Plan ranks in the top 10% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Daiwa Capital Markets America Inc.'s sponsor-wide assets have grown 12.2% since 2022 across 3 plan years on file. More Finance & Insurance plans