401(k) · DOL Form 5500 · 2022
Daiwa Capital Markets America Inc. 401(k) Plan
Data updated 2026-08-25
- $138M
- Total assets Near avg plan size
- 313
- Participants Below avg headcount
- 94th
- Percentile by assets National rank
- $441,590
- Avg per participant High balance/head
Official DOL plan name: Daiwa Capital Markets America Inc. Retirement Investment Plan · Sponsored by Daiwa Capital Markets America Inc. · New York · Finance & Insurance
$138M in assets, 313 participants
Daiwa Capital Markets America Inc.'s Daiwa Capital Markets America Inc. Retirement Investment Plan reported $138M in total assets and 313 participants in its 2022 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #8,390 in Finance & Insurance (9,261 peers)
Coverage in New York
Daiwa Capital Markets America Inc. Retirement Investment Plan covers 313 participants in New York, about 39% of the average New York filer (state average ~798 per filing). Assets: $138M.
- #8,390
- in Finance & Insurance (9,261 peers)
- -13.4%
- assets change YoY
- 1.4×
- vs typical plan assets (national mean)
The plan reported a net loss of $21M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Daiwa Capital Markets America Inc. Retirement Investment Plan's outsized position by total assets
Daiwa Capital Markets America Inc. Retirement Investment Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$138,217,514 Top 6% higher than 94% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Daiwa Capital Markets America Inc. Retirement Investment Plan among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Daiwa Capital Markets America Inc. Retirement Investment Plan sits mid-pack in the medium band (313 participants).
Plan-year Form 5500 strip
Filing strip 135680329 · Daiwa Capital Markets America Inc. PY 2022 · 401(k)
Daiwa Capital Markets America Inc. Retirement Investment Plan · $138M · 313 · 94th
- PCT $138M
- EIN 313
- RANK 94th
- PHOTO 401(k)
- IND near Vse Corporation 401(k) Plan
- EOY ind #8390
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Daiwa Capital Markets America Inc. Retirement Investment Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $160M |
|---|---|
| Net Assets (End of Year) | $138M |
| Net Income | -$21M |
| Employer EIN | 135680329 |
| Plan Effective Date | 1985-06-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Daiwa Capital Markets America Inc.)
Sponsor-wide plan assets over time
All Daiwa Capital Markets America Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $155M 12.197083793592178% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 313 | $138M |
| 2023 | 1 | 315 | $149M |
| 2024 | 1 | 299 | $155M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Daiwa Capital Markets America Inc. Retirement Investment Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Vse Corporation 401(k) Plan in VA ($138M); by covered participants it is Sbera 401(k) Plan as Adopted by Bristol County Savings Bank in MA (313 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($138M here).
- Vse Corporation 401(k) Plan (VA) $138M · 2,362
- Voya 401(k) Plan for Vriac Agents (CT) $138M · 311
- The Massachusetts Medical Society Savings and Investment Plan (MA) $138M · 443
- Vaco 401(k) Plan (TN) $138M · 6,571
Similar participant headcount
Nearest other-state filings by covered participants (313 participants); asset peers above are excluded.
- Sbera 401(k) Plan as Adopted by Bristol County Savings Bank (MA) 313 · 0 off
- Dynomax, Inc. 401(k) Savings Retirement Plan (IL) 313 · 0 off
- Maple Donuts, Inc. 401(k) Retirement Plan (PA) 313 · 0 off
- Olympic Sports & Spine PLLC 401(k) Plan (WA) 313 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.