401(k) · DOL Form 5500 · 2022

Neuberger Berman Group LLC 401(k) Plan

Data updated 2026-08-11

$1.5B
Total assets
1,787
Participants
99th
Percentile by assets
$823,633
Avg per participant
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Official DOL plan name: Neuberger Berman Group 401(k) Plan · Sponsored by Neuberger Berman Group LLC · New York · Finance & Insurance

$1.5B in assets, 1,787 participants

Neuberger Berman Group LLC's Neuberger Berman Group 401(k) Plan reported $1.5B in total assets and 1,787 participants in its 2022 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 99th percentile by assets (of 139,126 plans)
  • #9,116 in Finance & Insurance (9,261 peers)

Coverage in New York

Neuberger Berman Group 401(k) Plan covers 1,787 participants in New York, 2.2x the typical New York plan (state average ~798 per filing). Assets: $1.5B.

$1.5B
total plan assets (2022 EOY)
1,787
covered participants
99th
percentile by assets (of 139,126 plans)
$823,633
avg assets per participant

The plan reported a net loss of $232M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Neuberger Berman Group 401(k) Plan reports 1,787 participants - 2.2x that state average ($1.5B EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$1.7B
Net Assets (End of Year)$1.5B
Net Income-$232M
Employer EIN611591182
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Neuberger Berman Group LLC)

$1.4B$1.6B$1.8B$2B$2.2B 202220232024 $1.47B $2.06B ▲ +40.1%
Total plan assets by year, all Neuberger Berman Group LLC plans on file
Year Plans Participants Total Assets
2022 1 1,787 $1.5B
2023 1 1,939 $1.7B
2024 1 2,029 $2.1B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Neuberger Berman Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Neuberger Berman Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Neuberger Berman Gro…IBM 401 (K) Plus PlanMorgan Stanley 401(k…The Pepsico Savings …Deloitte 401(k) PlanThe Goldman Sachs 40…
Neuberger Berman Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Neuberger Berman Group 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Neuberger Berman Group 401(k) Plan assets move in 2022?
Neuberger Berman Group 401(k) Plan pulled back noticeably - down 13.6% during 2022, from $1.7B to $1.5B. Reported net income was -$232M.
How have Neuberger Berman Group LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Neuberger Berman Group LLC's sponsor-wide assets grew 40.0%, from $1.5B to $2.1B.
Where does Neuberger Berman Group 401(k) Plan rank by assets among Form 5500 filers?
Neuberger Berman Group 401(k) Plan ranks in the 99th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Neuberger Berman Group 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Shaw Industries Group, Inc. Retirement Savings Plan in GA ($1.5B, 19,674 participants).

Next read for Neuberger Berman Group 401(k) Plan

Filing takeaways

Ways to act on Neuberger Berman Group 401(k) Plan's numbers.