401(k) · DOL Form 5500 · 2022

Annaly Capital Management, Inc. 401(k) Plan

Data updated 2026-08-25

$39M
Total assets Below avg plan size
171
Participants Small participant base
86th
Percentile by assets National rank
$227,523
Avg per participant Above avg balance/head
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Official DOL plan name: Annaly Capital Management, Inc. 401(k) Plan · Sponsored by Annaly Capital Management, Inc. · New York · Finance & Insurance

$39M in assets, 171 participants

Annaly Capital Management, Inc.'s Annaly Capital Management, Inc. 401(k) Plan reported $39M in total assets and 171 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,133 in Finance & Insurance (9,261 peers)

Coverage in New York

Annaly Capital Management, Inc. 401(k) Plan covers 171 participants in New York, about 21% of the average New York filer (state average ~798 per filing). Assets: $39M.

#7,133
in Finance & Insurance (9,261 peers)
-16.9%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $8M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Annaly Capital Management, Inc. 401(k) Plan's outsized position by total assets

Annaly Capital Management, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$38,906,493 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Annaly Capital Management, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Annaly Capital Management, Inc. 401(k) Plan sits mid-pack in the medium band (171 participants).

Plan-year Form 5500 strip

Filing strip 223479661 · Annaly Capital Management, Inc. PY 2022 · 401(k)

Annaly Capital Management, Inc. 401(k) Plan · $39M · 171 · 86th

  • ASSETS $39M
  • PCT 171
  • EIN 86th
  • RANK 401(k)
  • PHOTO near Allied Mechanical Services, Inc. Profit Sharing and Retirement Savings Plan
  • IND ind #7133

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Annaly Capital Management, Inc. 401(k) Plan in the asset neighbourhood

James Moore & Co., P.L. 401(k) Retirement PlanJames Moore & Co., P.L. 401(…$39MAnnaly Capital Management, Inc. 401(k) PlanAnnaly Capital Management, I…$39MAllied Mechanical Services, Inc. Profit Sharing and Retirement Savings PlanAllied Mechanical Services, …$39MCatalyst Medical Group, PLLC Retirement PlanCatalyst Medical Group, PLLC…$39MIgsb, Inc. 401(k) Profit Sharing PlanIgsb, Inc. 401(k) Profit Sha…$39M
End-of-year total assets ($M) among Annaly Capital Management, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$47M
Net Assets (End of Year)$39M
Net Income-$8M
Employer EIN223479661
Plan Effective Date2003-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Annaly Capital Management, Inc.)

Sponsor-wide plan assets over time

All Annaly Capital Management, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$59M 52.73818691394262% vs 2022
2024 filing year
$30M$40M$50M$60M$70M 202220232024 $38.9M $59.4M ▲ +52.7%
Year Plans Participants Total Assets
2022 1 171 $39M
2023 1 161 $49M
2024 1 180 $59M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Annaly Capital Management, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Annaly Capital Management, Inc. 401(k) Plan, Total assets ($B): 0.038906493 · Participants: 171Annaly Capital Management, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Annaly Capital Management, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Annaly Capital Management, Inc. 401(k) Plan side-by-side with 3 peers →

Annaly Capital Management, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Allied Mechanical Services, Inc. Profit Sharing and Retirement Savings Plan in MI ($39M); by covered participants it is Contessa Health 401(k) Plan in TN (171 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (171 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Annaly Capital Management, Inc. 401(k) Plan assets move in 2022? ▼
Annaly Capital Management, Inc. 401(k) Plan declined sharply - down 16.9% during 2022, from $47M to $39M. Reported net income was -$8M.
How have Annaly Capital Management, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Annaly Capital Management, Inc.'s sponsor-wide assets grew 52.7%, from $39M to $59M.
Where does Annaly Capital Management, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Annaly Capital Management, Inc. 401(k) Plan ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Annaly Capital Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Allied Mechanical Services, Inc. Profit Sharing and Retirement Savings Plan in MI ($39M, 212 participants).
Which 401(k) plans cover a similar participant headcount to Annaly Capital Management, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Contessa Health 401(k) Plan in TN (171 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223479661.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.