401(k)
2022 plan-year 401(k) DOL Form 5500

Clsa Americas, LLC 401(k) Savings Plan

ERISA Form 5500 plan record drawn from DOL EBSA โ€” verify with linked source filings below.

Sponsored by Clsa Americas, LLC ยท New York ยท Finance & Insurance

What the 2023 filing shows

Clsa Americas, LLC 401(k) Savings Plan holds $28M for 63 participants - about $446,845 per participant, down 23.5% over the 2022 plan year.

$28M
total plan assets (2022 EOY)
63
covered participants
$446,845
avg assets per participant
-23.5%
assets change YoY

The plan reported a net loss of $9M for the year โ€” a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$28M
Participants
63
State
Industry
Finance & Insurance

What the Filing Says About Clsa Americas, LLC 401(k) Savings Plan

Clsa Americas, LLC 401(k) Savings Plan is a 401(k) retirement plan sponsored by Clsa Americas, LLC, headquartered in New York. As of the 2022 Form 5500 filing, the plan reports $28M in total end-of-year assets and covers 63 participants across the Finance & Insurance industry. The sponsor's EIN on file with the U.S. Department of Labor is 460882815, and the plan has been effective since 2013-06-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $37M at the beginning of 2022 to $28M at year-end โ€” a decline of 23.5%. Net assets (after liabilities) closed the year at $28M, with reported net income of $-8,653,634 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows โ€” a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$37M
Total Assets (End of Year)$28M
Net Assets (End of Year)$28M
Net Income$-8,653,634
Plan Type401(k)
Employer EIN460882815
Plan Effective Date2013-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Clsa Americas, LLC)

Year Plans Participants Total Assets
2022 1 63 $28M
2023 1 57 $32M
2024 1 56 $32M

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Frequently Asked Questions

How much money is in the Clsa Americas, LLC 401(k) Savings Plan?
As of the 2022 Form 5500 filing, Clsa Americas, LLC 401(k) Savings Plan holds $28M in total assets with 63 participants. It is sponsored by Clsa Americas, LLC.
What type of plan is Clsa Americas, LLC 401(k) Savings Plan?
Clsa Americas, LLC 401(k) Savings Plan is a 401(k) plan. It has been effective since 2013-06-01. The plan is filed with the U.S. Department of Labor under EIN 460882815.
Who sponsors the Clsa Americas, LLC 401(k) Savings Plan?
Clsa Americas, LLC 401(k) Savings Plan is sponsored by Clsa Americas, LLC, located in New York. The sponsor's EIN is 460882815 and the plan operates in the Finance & Insurance industry.
How did Clsa Americas, LLC 401(k) Savings Plan perform in 2022?
Clsa Americas, LLC 401(k) Savings Plan declined by 23.5% during 2022, moving from $37M to $28M in total assets. Net income was $-8,653,634.
Where can I find official filings for Clsa Americas, LLC 401(k) Savings Plan?
Official Form 5500 filings for Clsa Americas, LLC 401(k) Savings Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 460882815 or plan name at efast.dol.gov.
How does Clsa Americas, LLC 401(k) Savings Plan compare to other plans?
You can compare Clsa Americas, LLC 401(k) Savings Plan against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) โ€” original filing retrieval by EIN 460882815.

Reference: IRS Publication 560 โ€” Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B โ€” Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.