401(k) · DOL Form 5500 · 2022

Regatta Capital Group, LLC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
12
Participants Small participant base
34th
Percentile by assets National rank
$165,942
Avg per participant Above avg balance/head
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Official DOL plan name: Regatta Capital Group 401(k) P/S Plan · Sponsored by Regatta Capital Group, LLC · California · Finance & Insurance

$2M in assets, 12 participants

Regatta Capital Group, LLC's Regatta Capital Group 401(k) P/S Plan reported $2M in total assets and 12 participants in its 2022 DOL Form 5500 filing, ranking in the 34th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,110 in Finance & Insurance (9,261 peers)

Regatta Capital Group, LLC multi-year trail

Regatta Capital Group, LLC's plans moved +91.3% in assets from 2022 to 2024; this filing shows Regatta Capital Group 401(k) P/S Plan at $2M / 12 participants.

#2,110
in Finance & Insurance (9,261 peers)
-6.5%
assets change YoY

The plan reported a net loss of $138K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Regatta Capital Group 401(k) P/S Plan's mid-pack asset rank among Finance & Insurance and all filers

Regatta Capital Group 401(k) P/S Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$1,991,305 34th percentile higher than 34% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Regatta Capital Group 401(k) P/S Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Regatta Capital Group 401(k) P/S Plan is a small filing (12 participants) on this national headcount ladder.

DOL schedule card

Filing strip 260825177 · Regatta Capital Group, LLC PY 2022 · 401(k)

Regatta Capital Group 401(k) P/S Plan · $2M · 12 · 34th

  • EOY $2M
  • 5500 12
  • ASSETS 34th
  • PCT 401(k)
  • EIN near Huntsville Ear, Nose & Throat Physicians, PC 401(k) Plan
  • RANK ind #2110

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Regatta Capital Group 401(k) P/S Plan in the asset neighbourhood

Regatta Capital Group 401(k) P/S PlanRegatta Capital Group 401(k)…$2MHuntsville Ear, Nose & Throat Physicians, PC 401(k) PlanHuntsville Ear, Nose & Throa…$2MToa Electronics, Inc. 401(k) PlanToa Electronics, Inc. 401(k)…$2MHuggins & Company Cpa PA 401(k)Safe Harbor PlanHuggins & Company Cpa PA 401…$2MWire Experts Group, Inc. 401(k) PlanWire Experts Group, Inc. 401…$2M
End-of-year total assets ($M) among Regatta Capital Group 401(k) P/S Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Regatta Capital Group, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Regatta Capital Group, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$4M 91.2751687963421% vs 2022
2024 filing year
$1M$2M$3M$4M 202220232024 $1.99M $3.81M ▲ +91.5%
Year Plans Participants Total Assets
2022 1 12 $2M
2023 1 14 $3M
2024 1 16 $4M

Regatta Capital Group, LLC filing trail (2022)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income-$138K
Employer EIN260825177
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Regatta Capital Group 401(k) P/S Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Regatta Capital Group 401(k) P/S Plan, Total assets ($B): 0.001991305 · Participants: 12Regatta Capital Group 401(k) P/S PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Regatta Capital Group 401(k) P/S Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Regatta Capital Group 401(k) P/S Plan side-by-side with 3 peers →

Regatta Capital Group 401(k) P/S Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Huntsville Ear, Nose & Throat Physicians, PC 401(k) Plan in AL ($2M); by covered participants it is Snt Food and Beverage Retirement Plan in VA (12 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (12 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Regatta Capital Group 401(k) P/S Plan assets move in 2022? ▼
Regatta Capital Group 401(k) P/S Plan pulled back noticeably - down 6.5% during 2022, from $2M to $2M. Reported net income was -$138K.
How have Regatta Capital Group, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Regatta Capital Group, LLC's sponsor-wide assets grew 91.3%, from $2M to $4M.
Which 401(k) plans are similar in size to Regatta Capital Group 401(k) P/S Plan? ▼
Among 401(k) plans in other states, the closest by assets is Huntsville Ear, Nose & Throat Physicians, PC 401(k) Plan in AL ($2M, 7 participants).
Which 401(k) plans cover a similar participant headcount to Regatta Capital Group 401(k) P/S Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Snt Food and Beverage Retirement Plan in VA (12 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 260825177.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.