401(k) · DOL Form 5500 · 2022

Collateral Holdings, LLC 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
48
Participants Small participant base
67th
Percentile by assets National rank
$234,428
Avg per participant Above avg balance/head
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Official DOL plan name: The Collateral Family of Companies 401(k) Plan · Sponsored by Collateral Holdings, LLC · Alabama · Finance & Insurance

$11M in assets, 48 participants

Collateral Holdings, LLC's The Collateral Family of Companies 401(k) Plan reported $11M in total assets and 48 participants in its 2022 DOL Form 5500 filing, ranking in the 67th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,707 in Finance & Insurance (9,261 peers)

Collateral Holdings, LLC multi-year trail

Collateral Holdings, LLC's plans moved +11.1% in assets from 2022 to 2024; this filing shows The Collateral Family of Companies 401(k) Plan at $11M / 48 participants.

#4,707
in Finance & Insurance (9,261 peers)
-21.3%
assets change YoY

The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

The Collateral Family of Companies 401(k) Plan's outsized position by total assets

The Collateral Family of Companies 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$11,252,561 Top 33% higher than 67% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

The Collateral Family of Companies 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Collateral Family of Companies 401(k) Plan is a small filing (48 participants) on this national headcount ladder.

Plan-year Form 5500 strip

Filing strip 630925217 · Collateral Holdings, LLC PY 2022 · 401(k)

The Collateral Family of Companies 401(k) Plan · $11M · 48 · 67th

  • ASSETS $11M
  • ASSETS 48
  • ASSETS 67th
  • ASSETS 401(k)
  • ASSETS near Ptm Corporation 401(k) Profit Sharing Plan & Trust
  • ASSETS ind #4707

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

The Collateral Family of Companies 401(k) Plan in the asset neighbourhood

The Collateral Family of Companies 401(k) PlanThe Collateral Family of Com…$11MPtm Corporation 401(k) Profit Sharing Plan & TrustPtm Corporation 401(k) Profi…$11MRoger a. Mann, Md 401(k) Profit Sharing PlanRoger a. Mann, Md 401(k) Pro…$11MB & D Industries, Inc. 401(k) Profit Sharing PlanB & D Industries, Inc. 401(k…$11MNorth American Rescue, LLC 401(k) Retirement PlanNorth American Rescue, LLC 4…$11M
End-of-year total assets ($M) among The Collateral Family of Companies 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Collateral Holdings, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Collateral Holdings, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$13M 11.113638930728747% vs 2022
2024 filing year
$11M$11.5M$12M$12.5M$13M 202220232024 $11.3M $12.5M ▲ +11.1%
Year Plans Participants Total Assets
2022 1 48 $11M
2023 1 205 $12M
2024 1 208 $13M

Collateral Holdings, LLC filing trail (2022)

Total Assets (Beginning of Year)$14M
Net Assets (End of Year)$11M
Net Income-$3M
Employer EIN630925217
Plan Effective Date1990-07-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Collateral Family of Companies 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants The Collateral Family of Companies 401(k) Plan, Total assets ($B): 0.011252561 · Participants: 48The Collateral Family of Companies 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.473693723 · Participants: 20809Regions Financial Corporation 401(k) PlanEncompass Health Corporation Retirement Investment Plan, Total assets ($B): 1.247463658 · Participants: 26602Encompass Health Corporation Retirement Investment PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.211223713 · Participants: 4237Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.148537747 · Participants: 8489Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 0.930385246 · Participants: 4593Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
The Collateral Family of Companies 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare The Collateral Family of Companies 401(k) Plan side-by-side with 3 peers →

The Collateral Family of Companies 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Ptm Corporation 401(k) Profit Sharing Plan & Trust in MI ($11M); by covered participants it is Bath State Bancorp Employee Stock Ownership Plan with 401(k) Provisions in IN (48 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (48 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Collateral Family of Companies 401(k) Plan assets move in 2022? ▼
The Collateral Family of Companies 401(k) Plan declined sharply - down 21.3% during 2022, from $14M to $11M. Reported net income was -$3M.
How have Collateral Holdings, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Collateral Holdings, LLC's sponsor-wide assets grew 11.1%, from $11M to $13M.
Which 401(k) plans are similar in size to The Collateral Family of Companies 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ptm Corporation 401(k) Profit Sharing Plan & Trust in MI ($11M, 256 participants).
Which 401(k) plans cover a similar participant headcount to The Collateral Family of Companies 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bath State Bancorp Employee Stock Ownership Plan with 401(k) Provisions in IN (48 participants, $8M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 630925217.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.