401(k) · DOL Form 5500 · 2022

Upstream USA, Inc. 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
119
Participants Small participant base
60th
Percentile by assets National rank
$66,809
Avg per participant Below avg balance/head
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Official DOL plan name: Upstream 401(k) Plan · Sponsored by Upstream USA, Inc. · Massachusetts · Healthcare & Social Assistance

$8M in assets, 119 participants

Upstream USA, Inc.'s Upstream 401(k) Plan reported $8M in total assets and 119 participants in its 2022 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,242 in Healthcare & Social Assistance (20,060 peers)

Coverage in Massachusetts

Upstream 401(k) Plan covers 119 participants in Massachusetts, about 18% of the average Massachusetts filer (state average ~659 per filing). Assets: $8M.

#13,242
in Healthcare & Social Assistance (20,060 peers)
+2.1%
assets growth YoY

Upstream 401(k) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Upstream 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$7,950,252 Top 40% higher than 60% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Upstream 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upstream 401(k) Plan sits mid-pack in the medium band (119 participants).

Form 5500 schedule snapshot

Filing strip 352581424 · Upstream USA, Inc. PY 2022 · 401(k)

Upstream 401(k) Plan · $8M · 119 · 60th

  • EBSA $8M
  • PART 119
  • TYPE 60th
  • NET 401(k)
  • BOOK near Ddp Dmo Group 401(k) Plan
  • VS-ST ind #13242

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Massachusetts →

Upstream 401(k) Plan in the asset neighbourhood

Upstream 401(k) Plan$8MDdp Dmo Group 401(k) Plan$8MGurtler Chemicals Inc 401(k) Profit Sharing Plan & TrustGurtler Chemicals Inc 401(k)…$8MTrout-Blue Chelan Magi LLC 401(k) PlanTrout-Blue Chelan Magi LLC 4…$8MPhenom People, Inc. 401(k) PlanPhenom People, Inc. 401(k) P…$8M
End-of-year total assets ($M) among Upstream 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Massachusetts filing particulars

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$8M
Net Income$95K
Employer EIN352581424
Plan Effective Date2017-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Upstream USA, Inc.)

Sponsor-wide plan assets over time

All Upstream USA, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$17M 119.55033626607057% vs 2022
2024 filing year
$5M$10M$15M$20M 202220232024 $7.95M $17.5M ▲ +119.5%
Year Plans Participants Total Assets
2022 1 119 $8M
2023 1 155 $13M
2024 1 181 $17M

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Upstream 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -100102030 Total assets ($B) Participants Upstream 401(k) Plan, Total assets ($B): 0.007950252 · Participants: 119Upstream 401(k) PlanFidelity Retirement Savings Plan, Total assets ($B): 22.953563448 · Participants: 52036Fidelity Retirement Savings PlanLiberty Mutual 401(k) Plan, Total assets ($B): 8.79802945 · Participants: 32843Liberty Mutual 401(k) PlanMassachusetts Institute of Technology Supplemental 401(k) Plan, Total assets ($B): 5.810585521 · Participants: 13690Massachusetts Institute of Technology Supplemental 401(k) PlanPhilips North America 401(k) Plan, Total assets ($B): 5.180251859 · Participants: 19750Philips North America 401(k) PlanBoston Scientific Corporation 401(k) Retirement Savings Plan, Total assets ($B): 4.853752256 · Participants: 18359Boston Scientific Corporation 401(k) Retirement Savings Plan
Upstream 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants

Upstream 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is Ddp Dmo Group 401(k) Plan in FL ($8M); by covered participants it is Apreva Hospice 401(k) Plan in CA (119 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (119 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Upstream 401(k) Plan assets move in 2022?
Upstream 401(k) Plan edged up modestly - up 2.1% during 2022, from $8M to $8M. Reported net income was $95K.
How have Upstream USA, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Upstream USA, Inc.'s sponsor-wide assets grew 119.6%, from $8M to $17M.
Which 401(k) plans are similar in size to Upstream 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Ddp Dmo Group 401(k) Plan in FL ($8M, 518 participants).
Which 401(k) plans cover a similar participant headcount to Upstream 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Apreva Hospice 401(k) Plan in CA (119 participants, N/A in assets).