401(k) · DOL Form 5500 · 2022

Otc Markets Group Inc. 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets
106
Participants Small participant base
79th
Percentile by assets National rank
$210,602
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Otc Markets Group Inc. 401(k) Plan · Sponsored by Otc Markets Group Inc. · New York · Finance & Insurance

$22M in assets, 106 participants

Otc Markets Group Inc.'s Otc Markets Group Inc. 401(k) Plan reported $22M in total assets and 106 participants in its 2022 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,121 in Finance & Insurance (9,261 peers)

Coverage in New York

Otc Markets Group Inc. 401(k) Plan covers 106 participants in New York, about 13% of the average New York filer (state average ~798 per filing). Assets: $22M.

#6,121
in Finance & Insurance (9,261 peers)
-15.1%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $4M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Otc Markets Group Inc. 401(k) Plan's outsized position by total assets

Otc Markets Group Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$22,323,822 Top 21% higher than 79% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Otc Markets Group Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Otc Markets Group Inc. 401(k) Plan sits mid-pack in the medium band (106 participants).

Published 5500 schedule card

Filing strip 133941069 · Otc Markets Group Inc. PY 2022 · 401(k)

Otc Markets Group Inc. 401(k) Plan · $22M · 106 · 79th

  • EOY $22M
  • 5500 106
  • ASSETS 79th
  • PCT 401(k)
  • EIN near Yusen Savings & Retirement Plan
  • RANK ind #6121

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Otc Markets Group Inc. 401(k) Plan in the asset neighbourhood

Ansay & Associates, LLC 401(k) PlanAnsay & Associates, LLC 401(…$22MPolysciences, Inc. 401(k) PlanPolysciences, Inc. 401(k) Pl…$22MDesign Research Engineering 401(k) and Retirement Savings PlanDesign Research Engineering …$22MOtc Markets Group Inc. 401(k) PlanOtc Markets Group Inc. 401(k…$22MYusen Savings & Retirement PlanYusen Savings & Retirement P…$22M
End-of-year total assets ($M) among Otc Markets Group Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$26M
Net Assets (End of Year)$22M
Net Income-$4M
Employer EIN133941069
Plan Effective Date1997-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Otc Markets Group Inc.)

Sponsor-wide plan assets over time

All Otc Markets Group Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$34M 50.83797926717028% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $22.3M $33.7M ▲ +50.9%
Year Plans Participants Total Assets
2022 1 106 $22M
2023 1 132 $30M
2024 1 134 $34M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Otc Markets Group Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Otc Markets Group Inc. 401(k) Plan, Total assets ($B): 0.022323822 · Participants: 106Otc Markets Group Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Otc Markets Group Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Otc Markets Group Inc. 401(k) Plan side-by-side with 3 peers →

Otc Markets Group Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Yusen Savings & Retirement Plan in CA ($22M); by covered participants it is Integrated Laboratory Systems, LLC 401(k) Plan in NC (106 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($22M here).

Similar participant headcount

Nearest other-state filings by covered participants (106 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Otc Markets Group Inc. 401(k) Plan assets move in 2022? ▼
Otc Markets Group Inc. 401(k) Plan declined sharply - down 15.1% during 2022, from $26M to $22M. Reported net income was -$4M.
How have Otc Markets Group Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Otc Markets Group Inc.'s sponsor-wide assets grew 50.8%, from $22M to $34M.
Where does Otc Markets Group Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Otc Markets Group Inc. 401(k) Plan ranks in the 79th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Otc Markets Group Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Yusen Savings & Retirement Plan in CA ($22M, 63 participants).
Which 401(k) plans cover a similar participant headcount to Otc Markets Group Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Integrated Laboratory Systems, LLC 401(k) Plan in NC (106 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133941069.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.