401(k) · DOL Form 5500 · 2022

ES3 401(k) Plan

Data updated 2026-08-25

$42M
Total assets Below avg plan size
171
Participants Small participant base
86th
Percentile by assets National rank
$243,301
Avg per participant Above avg balance/head
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Official DOL plan name: Es3 401(k) Plan · Sponsored by ES3 · California · Professional & Technical Services

$42M in assets, 171 participants

ES3's Es3 401(k) Plan reported $42M in total assets and 171 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,831 in Professional & Technical Services (21,562 peers)

Coverage in California

Es3 401(k) Plan covers 171 participants in California, about 27% of the average California filer (state average ~630 per filing). Assets: $42M.

#18,831
in Professional & Technical Services (21,562 peers)
-24.2%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $13M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Es3 401(k) Plan's outsized position by total assets

Es3 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$41,604,464 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Es3 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Es3 401(k) Plan sits mid-pack in the medium band (171 participants).

EBSA filing schedule strip

Filing strip 330976413 · ES3 PY 2022 · 401(k)

Es3 401(k) Plan · $42M · 171 · 86th

  • EIN $42M
  • EIN 171
  • EIN 86th
  • EIN 401(k)
  • EIN near Hanford Guards Union Local 21 Savings Plan
  • EIN ind #18831

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

Es3 401(k) Plan in the asset neighbourhood

Driehaus Companies 401(k) Plan and TrustDriehaus Companies 401(k) Pl…$42MHanford Guards Union Local 21 Savings PlanHanford Guards Union Local 2…$42MEs3 401(k) Plan$42MNumerator 401(k) Plan$42MGordon Feinblatt 401(k) Plan$42M
End-of-year total assets ($M) among Es3 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$55M
Net Assets (End of Year)$42M
Net Income-$13M
Employer EIN330976413
Plan Effective Date2000-02-14
Filing StatusFILING RECEIVED

Sponsor Plan History (ES3)

Sponsor-wide plan assets over time

All ES3 plans reported in each filing year

Latest sponsor-wide plan assets
$74M 78.2491561482441% vs 2022
2024 filing year
$30M$40M$50M$60M$70M$80M 202220232024 $41.6M $74.2M ▲ +78.3%
Year Plans Participants Total Assets
2022 1 171 $42M
2023 1 170 $57M
2024 1 191 $74M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Es3 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Es3 401(k) Plan, Total assets ($B): 0.041604464 · Participants: 171Es3 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Es3 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Es3 401(k) Plan side-by-side with 3 peers →

Es3 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Hanford Guards Union Local 21 Savings Plan in WA ($42M); by covered participants it is The Dorschel Group Retirement Plan in NY (171 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($42M here).

Similar participant headcount

Nearest other-state filings by covered participants (171 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Es3 401(k) Plan assets move in 2022? ▼
Es3 401(k) Plan declined sharply - down 24.2% during 2022, from $55M to $42M. Reported net income was -$13M.
How have ES3 plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), ES3's sponsor-wide assets grew 78.2%, from $42M to $74M.
Where does Es3 401(k) Plan rank by assets among Form 5500 filers? ▼
Es3 401(k) Plan ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Es3 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hanford Guards Union Local 21 Savings Plan in WA ($42M, 318 participants).
Which 401(k) plans cover a similar participant headcount to Es3 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Dorschel Group Retirement Plan in NY (171 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 330976413.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.