401(k)
2022 plan-year 401(k) DOL Form 5500

Hazen and Sawyer 401(k) Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Hazen and Sawyer, D.P.C. · New York · Professional & Technical Services

What the 2023 filing shows

Hazen and Sawyer 401(k) Plan holds $386M for 1,324 participants — about $291,455 per participant, down 17.5% over the 2022 plan year.

$386M
total plan assets (2022 EOY)
1,324
covered participants
$291,455
avg assets per participant
-17.5%
assets change YoY

The plan reported a net loss of $82M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$386M
Participants
1,324
State
Industry
Professional & Technical Services

What the Filing Says About Hazen and Sawyer 401(k) Plan

Hazen and Sawyer 401(k) Plan is a 401(k) retirement plan sponsored by Hazen and Sawyer, D.P.C., headquartered in New York. As of the 2022 Form 5500 filing, the plan reports $386M in total end-of-year assets and covers 1,324 participants across the Professional & Technical Services industry. The sponsor's EIN on file with the U.S. Department of Labor is 132904652, and the plan has been effective since 1979-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $468M at the beginning of 2022 to $386M at year-end — a decline of 17.5%. Net assets (after liabilities) closed the year at $386M, with reported net income of $-81,918,110 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$468M
Total Assets (End of Year)$386M
Net Assets (End of Year)$386M
Net Income$-81,918,110
Plan Type401(k)
Employer EIN132904652
Plan Effective Date1979-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hazen and Sawyer, D.P.C.)

Year Plans Participants Total Assets
2022 1 1,324 $386M
2023 1 1,483 $476M
2024 1 1,730 $550M

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Frequently Asked Questions

How much money is in the Hazen and Sawyer 401(k) Plan?
As of the 2022 Form 5500 filing, Hazen and Sawyer 401(k) Plan holds $386M in total assets with 1,324 participants. It is sponsored by Hazen and Sawyer, D.P.C..
What type of plan is Hazen and Sawyer 401(k) Plan?
Hazen and Sawyer 401(k) Plan is a 401(k) plan. It has been effective since 1979-01-01. The plan is filed with the U.S. Department of Labor under EIN 132904652.
Who sponsors the Hazen and Sawyer 401(k) Plan?
Hazen and Sawyer 401(k) Plan is sponsored by Hazen and Sawyer, D.P.C., located in New York. The sponsor's EIN is 132904652 and the plan operates in the Professional & Technical Services industry.
How did Hazen and Sawyer 401(k) Plan perform in 2022?
Hazen and Sawyer 401(k) Plan declined by 17.5% during 2022, moving from $468M to $386M in total assets. Net income was $-81,918,110.
Where can I find official filings for Hazen and Sawyer 401(k) Plan?
Official Form 5500 filings for Hazen and Sawyer 401(k) Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 132904652 or plan name at efast.dol.gov.
How does Hazen and Sawyer 401(k) Plan compare to other plans?
You can compare Hazen and Sawyer 401(k) Plan against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 132904652.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.