401(k) · DOL Form 5500 · 2022

Horizon Kinetics LLC 401(k) Plan

Data updated 2026-08-25

$37M
Total assets Below avg plan size
75
Participants Small participant base
85th
Percentile by assets National rank
$495,256
Avg per participant High balance/head
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Official DOL plan name: Horizon Kinetics LLC 401(k) Plan · Sponsored by Horizon Kinetics LLC · New York · Finance & Insurance

$37M in assets, 75 participants

Horizon Kinetics LLC's Horizon Kinetics LLC 401(k) Plan reported $37M in total assets and 75 participants in its 2022 DOL Form 5500 filing, ranking in the 85th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,054 in Finance & Insurance (9,261 peers)

Where Horizon Kinetics LLC 401(k) Plan sits by assets

Horizon Kinetics LLC 401(k) Plan sits in the top quartile of all filed plans by assets, $37M for 75 participants (~$495,256/participant), down 3.0% in 2022.

#7,054
in Finance & Insurance (9,261 peers)
-3.0%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Horizon Kinetics LLC 401(k) Plan's outsized position by total assets

Horizon Kinetics LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$37,144,221 Top 15% higher than 85% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Horizon Kinetics LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Horizon Kinetics LLC 401(k) Plan is a small filing (75 participants) on this national headcount ladder.

DOL schedule card

Filing strip 450642972 · Horizon Kinetics LLC PY 2022 · 401(k)

Horizon Kinetics LLC 401(k) Plan · $37M · 75 · 85th

  • TYPE $37M
  • TYPE 75
  • TYPE 85th
  • TYPE 401(k)
  • TYPE near Mastercontrol 401(k) Savings Plan
  • TYPE ind #7054

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Horizon Kinetics LLC 401(k) Plan in the asset neighbourhood

E.a. Sween Company Employee Retirement PlanE.a. Sween Company Employee …$37MItu Absorbtech Retirement PlanItu Absorbtech Retirement Pl…$37MHorizon Kinetics LLC 401(k) PlanHorizon Kinetics LLC 401(k) …$37MMastercontrol 401(k) Savings PlanMastercontrol 401(k) Savings…$37MTroy Corporation Profit Sharing and Savings PlanTroy Corporation Profit Shar…$37M
End-of-year total assets ($M) among Horizon Kinetics LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$38M
Net Assets (End of Year)$37M
Net Income-$1M
Employer EIN450642972
Plan Effective Date2011-10-03
Filing StatusFILING RECEIVED

Sponsor Plan History (Horizon Kinetics LLC)

Sponsor-wide plan assets over time

All Horizon Kinetics LLC plans reported in each filing year

Latest sponsor-wide plan assets
$76M 105.00746266828425% vs 2022
2024 filing year
$20M$40M$60M$80M$100M 202220232024 $37.1M $76.2M ▲ +105.0%
Year Plans Participants Total Assets
2022 1 75 $37M
2023 1 76 $41M
2024 1 80 $76M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Horizon Kinetics LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Horizon Kinetics LLC 401(k) Plan, Total assets ($B): 0.037144221 · Participants: 75Horizon Kinetics LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Horizon Kinetics LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Horizon Kinetics LLC 401(k) Plan side-by-side with 3 peers →

Horizon Kinetics LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Mastercontrol 401(k) Savings Plan in UT ($37M); by covered participants it is The Miller Timber Services Inc Retirement Plan in OR (75 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($37M here).

Similar participant headcount

Nearest other-state filings by covered participants (75 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Horizon Kinetics LLC 401(k) Plan assets move in 2022? ▼
Horizon Kinetics LLC 401(k) Plan edged down modestly - down 3.0% during 2022, from $38M to $37M. Reported net income was -$1M.
How have Horizon Kinetics LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Horizon Kinetics LLC's sponsor-wide assets grew 105.0%, from $37M to $76M.
Where does Horizon Kinetics LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Horizon Kinetics LLC 401(k) Plan ranks in the 85th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Horizon Kinetics LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mastercontrol 401(k) Savings Plan in UT ($37M, 568 participants).
Which 401(k) plans cover a similar participant headcount to Horizon Kinetics LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Miller Timber Services Inc Retirement Plan in OR (75 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 450642972.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.