401(k) · DOL Form 5500 · 2022
Swann Galleries Inc. 401(k) Plan
Data updated 2026-08-25
- $5M
- Total assets Small plan by assets
- 32
- Participants Small participant base
- 52nd
- Percentile by assets National rank
- $167,909
- Avg per participant Above avg balance/head
Official DOL plan name: Swann - Argosy 401(k) Plan · Sponsored by Swann Galleries Inc. · New York · Retail Trade
$5M in assets, 32 participants
Swann Galleries Inc.'s Swann - Argosy 401(k) Plan reported $5M in total assets and 32 participants in its 2022 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #5,873 in Retail Trade (9,519 peers)
2022 asset change
Swann - Argosy 401(k) Plan declined sharply 15.3% in 2022 ($6M → $5M) for 32 participants.
- #5,873
- in Retail Trade (9,519 peers)
- -15.3%
- assets change YoY
The plan reported a net loss of $972K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Swann - Argosy 401(k) Plan's mid-pack asset rank among Retail Trade and all filers
Swann - Argosy 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$5,373,082 Top 48% higher than 52% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Swann - Argosy 401(k) Plan among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Swann - Argosy 401(k) Plan is a small filing (32 participants) on this national headcount ladder.
Published 5500 schedule card
Filing strip 135661556 · Swann Galleries Inc. PY 2022 · 401(k)
Swann - Argosy 401(k) Plan · $5M · 32 · 52nd
- PCT $5M
- EIN 32
- RANK 52nd
- PHOTO 401(k)
- IND near Capps LLC 401(k) Plan
- EOY ind #5873
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →
Swann - Argosy 401(k) Plan in the asset neighbourhood
Swann Galleries Inc. years around the 2022 move
Sponsor-wide plan assets over time
All Swann Galleries Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $6M 3.124370705676928% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 32 | $5M |
| 2023 | 1 | 29 | $6M |
| 2024 | 1 | 28 | $6M |
2022 asset-move particulars
| Total Assets (Beginning of Year) | $6M |
|---|---|
| Net Assets (End of Year) | $5M |
| Net Income | -$972K |
| Employer EIN | 135661556 |
| Plan Effective Date | 1972-08-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Swann - Argosy 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Capps LLC 401(k) Plan in WI ($5M); by covered participants it is Lone Peak Anesthesia, Lc 401(k) Profit Sharing Plan in UT (32 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($5M here).
Similar participant headcount
Nearest other-state filings by covered participants (32 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.