401(k) · DOL Form 5500 · 2022
Securities Industry and Financial Markets Association 401(k) Plan
Data updated 2026-08-11
- $77M
- Total assets
- 122
- Participants
- 91st
- Percentile by assets
- $630,869
- Avg per participant
Official DOL plan name: Securities Industry and Financial Markets Association Savings Plan · Sponsored by Securities Industry and Financial Markets Association · New York · Other Services
$77M in assets, 122 participants
Securities Industry and Financial Markets Association's Securities Industry and Financial Markets Association Savings Plan reported $77M in total assets and 122 participants in its 2022 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 91st percentile by assets (of 139,126 plans)
- #8,108 in Other Services (8,398 peers)
Coverage in New York
Securities Industry and Financial Markets Association Savings Plan covers 122 participants in New York, about 15% of the average New York filer (state average ~798 per filing). Assets: $77M.
- $77M
- total plan assets (2022 EOY)
- 122
- covered participants
- 91st
- percentile by assets (of 139,126 plans)
- $630,869
- avg assets per participant
The plan reported a net loss of $18M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs New York filers
In New York, the average filing covers about 798 participants across 9,061 plans. Securities Industry and Financial Markets Association Savings Plan reports 122 participants - about 15% of that state average ($77M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $95M |
|---|---|
| Net Assets (End of Year) | $77M |
| Net Income | -$18M |
| Employer EIN | 320178959 |
| Plan Effective Date | 1981-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Securities Industry and Financial Markets Association)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 122 | $77M |
| 2023 | 1 | 128 | $94M |
| 2024 | 1 | 128 | $104M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Securities Industry and Financial Markets Association Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Securities Industry and Financial Markets Association Savings Plan by total assets, not by location.
Frequently Asked Questions
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Where does Securities Industry and Financial Markets Association Savings Plan rank by assets among Form 5500 filers? ▼
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Filing takeaways
Ways to act on Securities Industry and Financial Markets Association Savings Plan's numbers.
- By total assets, Securities Industry and Financial Markets Association Savings Plan ranks in the top 10% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Securities Industry and Financial Markets Association's sponsor-wide assets have grown 34.8% since 2022 across 3 plan years on file. More Other Services plans