ESOP · DOL Form 5500 · 2022

The Caldwell Group, Inc. ESOP

Data updated 2026-08-25

$855K
Total assets Small plan by assets
93
Participants Small participant base
23rd
Percentile by assets National rank
$9,198
Avg per participant Low balance/head
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Official DOL plan name: Caldwell Group Employee Stock Ownership Plan · Sponsored by The Caldwell Group, Inc. · Illinois · Manufacturing

$855K in assets, 93 participants

The Caldwell Group, Inc.'s Caldwell Group Employee Stock Ownership Plan reported $855K in total assets and 93 participants in its 2022 DOL Form 5500 filing, ranking in the 23rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,139 in Manufacturing (20,602 peers)

2022 asset change

Caldwell Group Employee Stock Ownership Plan contracted severely 44.9% in 2022 ($2M → $855K) for 93 participants.

#2,139
in Manufacturing (20,602 peers)
-44.9%
assets change YoY

The plan reported a net loss of $698K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Caldwell Group Employee Stock Ownership Plan among the smaller filed plans by assets

Caldwell Group Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$855,428 23rd percentile higher than 23% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Caldwell Group Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caldwell Group Employee Stock Ownership Plan is a small filing (93 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 362896884 · The Caldwell Group, Inc. PY 2022 · ESOP

Caldwell Group Employee Stock Ownership Plan · $855K · 93 · 23rd

  • ASSETS $855K
  • PCT 93
  • EIN 23rd
  • RANK ESOP
  • PHOTO near Delta Development Group, Inc. Employee Stock Ownership Plan
  • IND ind #2139

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Illinois →

Caldwell Group Employee Stock Ownership Plan in the asset neighbourhood

Caldwell Group Employee Stock Ownership PlanCaldwell Group Employee Stoc…$855KDelta Development Group, Inc. Employee Stock Ownership PlanDelta Development Group, Inc…$856KElectric Coil Service, Inc. Employee Stock Ownership PlanElectric Coil Service, Inc. …$856KSeneca Savings Employee Stock Ownership PlanSeneca Savings Employee Stoc…$853KFire Island Ferries, Inc. Employee Stock Ownership PlanFire Island Ferries, Inc. Em…$852K
End-of-year total assets ($M) among Caldwell Group Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

The Caldwell Group, Inc. years around the 2022 move

Sponsor-wide plan assets over time

All The Caldwell Group, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2023 filing year
$0M$2M$4M$6M 20222023 $5.12M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 2 214 $5M
2023 1 78 N/A

2022 asset-move particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$855K
Net Income-$698K
Employer EIN362896884
Plan Effective Date2001-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Illinois

Peer ESOP plans, same state, same plan type, ranked by total assets.

Caldwell Group Employee Stock Ownership Plan vs. nearby ESOP plans in Illinois, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -101234 Total assets ($B) Participants Caldwell Group Employee Stock Ownership Plan, Total assets ($B): 0.000855428 · Participants: 93Caldwell Group Employee Stock Ownership PlanAmsted Industries Incorporated Employees' Stock Ownership Plan, Total assets ($B): 3.751765578 · Participants: 4361Amsted Industries Incorporated Employees' Stock Ownership PlanOri 401(k) Savings and Profit Sharing Plan, Total assets ($B): 1.70457972 · Participants: 10023Ori 401(k) Savings and Profit Sharing PlanKehe Distributors, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.163229548 · Participants: 3905Kehe Distributors, Inc. Employee Stock Ownership PlanScot Forge Company Employee Stock Ownership Plan, Total assets ($B): 0.970067277 · Participants: 495Scot Forge Company Employee Stock Ownership PlanRli Corp. Employee Stock Ownership Plan, Total assets ($B): 0.341695997 · Participants: 826Rli Corp. Employee Stock Ownership Plan
Caldwell Group Employee Stock Ownership Plan vs. nearby ESOP plans in Illinois, assets vs. participants

Caldwell Group Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Illinois, the nearest ESOP by assets is Delta Development Group, Inc. Employee Stock Ownership Plan in PA ($856K); by covered participants it is Career Strategies, Inc. Employee Stock Ownership Plan in TX (93 participants). Same-state nearby plans are listed separately above.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caldwell Group Employee Stock Ownership Plan assets move in 2022?
Caldwell Group Employee Stock Ownership Plan contracted severely - down 44.9% during 2022, from $2M to $855K. Reported net income was -$698K.
Where does Caldwell Group Employee Stock Ownership Plan rank by assets among Form 5500 filers?
Caldwell Group Employee Stock Ownership Plan ranks in the 23rd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Caldwell Group Employee Stock Ownership Plan?
Among ESOP plans in other states, the closest by assets is Delta Development Group, Inc. Employee Stock Ownership Plan in PA ($856K, 23 participants).
Which ESOP plans cover a similar participant headcount to Caldwell Group Employee Stock Ownership Plan?
Among ESOP plans in other states, the closest by covered participants is Career Strategies, Inc. Employee Stock Ownership Plan in TX (93 participants, $35M in assets).