401(k) · DOL Form 5500 · 2022

Roger a. Klein, M.D. 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
5
Participants Small participant base
40th
Percentile by assets National rank
$595,188
Avg per participant High balance/head
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Official DOL plan name: Roger a. Klein, M.D. 401(k) Profit Sharing Plan · Sponsored by Roger a. Klein, M.D. · California · Healthcare & Social Assistance

$3M in assets, 5 participants

Roger a. Klein, M.D.'s Roger a. Klein, M.D. 401(k) Profit Sharing Plan reported $3M in total assets and 5 participants in its 2022 DOL Form 5500 filing, ranking in the 40th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,771 in Healthcare & Social Assistance (20,060 peers)

Roger a. Klein, M.D. multi-year trail

Roger a. Klein, M.D.'s plans moved +22.4% in assets from 2022 to 2024; this filing shows Roger a. Klein, M.D. 401(k) Profit Sharing Plan at $3M / 5 participants.

#8,771
in Healthcare & Social Assistance (20,060 peers)
-9.1%
assets change YoY

The plan reported a net loss of $297K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Roger a. Klein, M.D. 401(k) Profit Sharing Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Roger a. Klein, M.D. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$2,975,940 40th percentile higher than 40% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Roger a. Klein, M.D. 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roger a. Klein, M.D. 401(k) Profit Sharing Plan is a micro filing (5 participants), the leftmost band.

DOL schedule card

Filing strip 680183896 · Roger a. Klein, M.D. PY 2022 · 401(k)

Roger a. Klein, M.D. 401(k) Profit Sharing Plan · $3M · 5 · 40th

  • PART $3M
  • TYPE 5
  • NET 40th
  • BOOK 401(k)
  • VS-ST near Federal Corporation 401(k) Plan
  • BOY ind #8771

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in California →

Roger a. Klein, M.D. 401(k) Profit Sharing Plan in the asset neighbourhood

Roger a. Klein, M.D. 401(k) Profit Sharing PlanRoger a. Klein, M.D. 401(k) …$3MFederal Corporation 401(k) PlanFederal Corporation 401(k) P…$3MM.a.S.T. Plan$3MBadger Sheet Metal 401(k) Plan and TrustBadger Sheet Metal 401(k) Pl…$3MDanbury Medical Group 401(k) Retirement PlanDanbury Medical Group 401(k)…$3M
End-of-year total assets ($M) among Roger a. Klein, M.D. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Roger a. Klein, M.D. multi-year asset trail

Sponsor-wide plan assets over time

All Roger a. Klein, M.D. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 22.434121655678542% vs 2022
2024 filing year
$2.8M$3M$3.2M$3.4M$3.6M$3.8M 202220232024 $2.98M $3.64M ▲ +22.1%
Year Plans Participants Total Assets
2022 1 5 $3M
2023 1 3 $3M
2024 1 4 $4M

Roger a. Klein, M.D. filing trail (2022)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income-$297K
Employer EIN680183896
Plan Effective Date1990-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roger a. Klein, M.D. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Roger a. Klein, M.D. 401(k) Profit Sharing Plan, Total assets ($B): 0.00297594 · Participants: 5Roger a. Klein, M.D. 401(k) Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Roger a. Klein, M.D. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Roger a. Klein, M.D. 401(k) Profit Sharing Plan side-by-side with 3 peers →

Roger a. Klein, M.D. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Federal Corporation 401(k) Plan in OK ($3M); by covered participants it is Stel Pro Inc 401(k) Plan in TX (5 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($3M here).

Similar participant headcount

Nearest other-state filings by covered participants (5 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roger a. Klein, M.D. 401(k) Profit Sharing Plan assets move in 2022? ▼
Roger a. Klein, M.D. 401(k) Profit Sharing Plan pulled back noticeably - down 9.1% during 2022, from $3M to $3M. Reported net income was -$297K.
How have Roger a. Klein, M.D. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roger a. Klein, M.D.'s sponsor-wide assets grew 22.4%, from $3M to $4M.
Which 401(k) plans are similar in size to Roger a. Klein, M.D. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Federal Corporation 401(k) Plan in OK ($3M, 35 participants).
Which 401(k) plans cover a similar participant headcount to Roger a. Klein, M.D. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Stel Pro Inc 401(k) Plan in TX (5 participants, $48K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 680183896.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.