401(k) · DOL Form 5500 · 2022

The Third Floor, Inc. 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
298
Participants Below avg headcount
64th
Percentile by assets National rank
$32,050
Avg per participant Low balance/head
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Official DOL plan name: The Third Floor, Inc. 401(k) Plan · Sponsored by The Third Floor, Inc. · California · Professional & Technical Services

$10M in assets, 298 participants

The Third Floor, Inc.'s The Third Floor, Inc. 401(k) Plan reported $10M in total assets and 298 participants in its 2022 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,505 in Professional & Technical Services (21,562 peers)

Coverage in California

The Third Floor, Inc. 401(k) Plan covers 298 participants in California, about 47% of the average California filer (state average ~630 per filing). Assets: $10M.

#13,505
in Professional & Technical Services (21,562 peers)
-7.3%
assets change YoY

The plan reported a net loss of $747K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

The Third Floor, Inc. 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

The Third Floor, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$9,550,784 Top 36% higher than 64% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

The Third Floor, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Third Floor, Inc. 401(k) Plan sits mid-pack in the medium band (298 participants).

Form 5500 schedule snapshot

Filing strip 201755197 · The Third Floor, Inc. PY 2022 · 401(k)

The Third Floor, Inc. 401(k) Plan · $10M · 298 · 64th

  • TYPE $10M
  • NET 298
  • BOOK 64th
  • VS-ST 401(k)
  • BOY near Broadstep Behavioral Health Inc. 401(k) Retirement Plan
  • SCH ind #13505

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

The Third Floor, Inc. 401(k) Plan in the asset neighbourhood

The Third Floor, Inc. 401(k) PlanThe Third Floor, Inc. 401(k)…$10MBroadstep Behavioral Health Inc. 401(k) Retirement PlanBroadstep Behavioral Health …$10MLaser Pros International Corp$10MVanguard Fire & Security Systems 401(k) Salary Reduction Plan & TrustVanguard Fire & Security Sys…$10MParrish & Company 401(k) Plan$10M
End-of-year total assets ($M) among The Third Floor, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$10M
Net Income-$747K
Employer EIN201755197
Plan Effective Date2008-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Third Floor, Inc.)

Sponsor-wide plan assets over time

All The Third Floor, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$16M 62.44071690868519% vs 2022
2024 filing year
$8M$10M$12M$14M$16M$18M 202220232024 $9.55M $15.5M ▲ +62.4%
Year Plans Participants Total Assets
2022 1 298 $10M
2023 1 256 $13M
2024 1 217 $16M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Third Floor, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants The Third Floor, Inc. 401(k) Plan, Total assets ($B): 0.009550784 · Participants: 298The Third Floor, Inc. 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
The Third Floor, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare The Third Floor, Inc. 401(k) Plan side-by-side with 3 peers →

The Third Floor, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Broadstep Behavioral Health Inc. 401(k) Retirement Plan in NC ($10M); by covered participants it is Buckeye International, Inc 401(k) Plan in MO (298 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (298 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Third Floor, Inc. 401(k) Plan assets move in 2022? ▼
The Third Floor, Inc. 401(k) Plan pulled back noticeably - down 7.3% during 2022, from $10M to $10M. Reported net income was -$747K.
How have The Third Floor, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), The Third Floor, Inc.'s sponsor-wide assets grew 62.4%, from $10M to $16M.
Which 401(k) plans are similar in size to The Third Floor, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Broadstep Behavioral Health Inc. 401(k) Retirement Plan in NC ($10M, 1,160 participants).
Which 401(k) plans cover a similar participant headcount to The Third Floor, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Buckeye International, Inc 401(k) Plan in MO (298 participants, $39M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 201755197.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.