401(k)
2022 plan-year 401(k) DOL Form 5500

Hawthorne Cat 401(k) Retirement Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Hawthorne Machinery Co., a California Corp · California · Real Estate

What the 2023 filing shows

Hawthorne Cat 401(k) Retirement Plan holds $43M for 515 participants — about $83,388 per participant, down 19.5% over the 2022 plan year.

$43M
total plan assets (2022 EOY)
515
covered participants
$83,388
avg assets per participant
-19.5%
assets change YoY

The plan reported a net loss of $10M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$43M
Participants
515
State
Industry
Real Estate

What the Filing Says About Hawthorne Cat 401(k) Retirement Plan

Hawthorne Cat 401(k) Retirement Plan is a 401(k) retirement plan sponsored by Hawthorne Machinery Co., a California Corp, headquartered in California. As of the 2022 Form 5500 filing, the plan reports $43M in total end-of-year assets and covers 515 participants across the Real Estate industry. The sponsor's EIN on file with the U.S. Department of Labor is 951583539, and the plan has been effective since 1998-07-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $53M at the beginning of 2022 to $43M at year-end — a decline of 19.5%. Net assets (after liabilities) closed the year at $43M, with reported net income of $-10,399,897 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$53M
Total Assets (End of Year)$43M
Net Assets (End of Year)$43M
Net Income$-10,399,897
Plan Type401(k)
Employer EIN951583539
Plan Effective Date1998-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hawthorne Machinery Co., a California Corp)

Year Plans Participants Total Assets
2022 1 515 $43M
2023 1 539 $51M
2024 1 547 $57M

Nearby 401(k) Plans in California

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the Hawthorne Cat 401(k) Retirement Plan?
As of the 2022 Form 5500 filing, Hawthorne Cat 401(k) Retirement Plan holds $43M in total assets with 515 participants. It is sponsored by Hawthorne Machinery Co., a California Corp.
What type of plan is Hawthorne Cat 401(k) Retirement Plan?
Hawthorne Cat 401(k) Retirement Plan is a 401(k) plan. It has been effective since 1998-07-01. The plan is filed with the U.S. Department of Labor under EIN 951583539.
Who sponsors the Hawthorne Cat 401(k) Retirement Plan?
Hawthorne Cat 401(k) Retirement Plan is sponsored by Hawthorne Machinery Co., a California Corp, located in California. The sponsor's EIN is 951583539 and the plan operates in the Real Estate industry.
How did Hawthorne Cat 401(k) Retirement Plan perform in 2022?
Hawthorne Cat 401(k) Retirement Plan declined by 19.5% during 2022, moving from $53M to $43M in total assets. Net income was $-10,399,897.
Where can I find official filings for Hawthorne Cat 401(k) Retirement Plan?
Official Form 5500 filings for Hawthorne Cat 401(k) Retirement Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 951583539 or plan name at efast.dol.gov.
How does Hawthorne Cat 401(k) Retirement Plan compare to other plans?
You can compare Hawthorne Cat 401(k) Retirement Plan against other 401(k) plans on the plan type page, or view plans in California on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 951583539.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.