401(k) · DOL Form 5500 · 2022
Capstone Investment Advisors LLC 401(k) Plan
Data updated 2026-08-25
- $17M
- Total assets Small plan by assets
- 144
- Participants Small participant base
- 75th
- Percentile by assets National rank
- $118,527
- Avg per participant Near avg balance/head
Official DOL plan name: Capstone Investment Advisors LLC 401(k) Plan · Sponsored by Capstone Investment Advisors LLC · New York · Finance & Insurance
$17M in assets, 144 participants
Capstone Investment Advisors LLC's Capstone Investment Advisors LLC 401(k) Plan reported $17M in total assets and 144 participants in its 2022 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #5,593 in Finance & Insurance (9,261 peers)
Coverage in New York
Capstone Investment Advisors LLC 401(k) Plan covers 144 participants in New York, about 18% of the average New York filer (state average ~798 per filing). Assets: $17M.
- #5,593
- in Finance & Insurance (9,261 peers)
- -$412K
- reported net income
- 0.2×
- vs typical plan assets (national mean)
The plan reported a net loss of $412K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Capstone Investment Advisors LLC 401(k) Plan's outsized position by total assets
Capstone Investment Advisors LLC 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$17,067,895 Top 25% higher than 75% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Capstone Investment Advisors LLC 401(k) Plan among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capstone Investment Advisors LLC 401(k) Plan sits mid-pack in the medium band (144 participants).
Plan-year Form 5500 strip
Filing strip 208601093 · Capstone Investment Advisors LLC PY 2022 · 401(k)
Capstone Investment Advisors LLC 401(k) Plan · $17M · 144 · 75th
- TYPE $17M
- NET 144
- BOOK 75th
- VS-ST 401(k)
- BOY near Dacotah Paper Company Employees Profit Sharing Plan
- SCH ind #5593
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Capstone Investment Advisors LLC 401(k) Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | N/A |
|---|---|
| Net Assets (End of Year) | $17M |
| Net Income | -$412K |
| Employer EIN | 208601093 |
| Plan Effective Date | 2022-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Capstone Investment Advisors LLC)
Sponsor-wide plan assets over time
All Capstone Investment Advisors LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $29M 69.13495190824645% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 144 | $17M |
| 2023 | 1 | 156 | $22M |
| 2024 | 1 | 164 | $29M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Capstone Investment Advisors LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Dacotah Paper Company Employees Profit Sharing Plan in ND ($17M); by covered participants it is Combs Concrete Construction Company 401(k) Plan in NC (144 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($17M here).
- Dacotah Paper Company Employees Profit Sharing Plan (ND) $17M · 161
- Nitsch Engineering, Inc. 401(k) Plan (MA) $17M · 113
- Hemic 401(k) Retirement Plan (HI) $17M · 115
- Safford Automotive Group 401(k) Plan (VA) $17M · 543
Similar participant headcount
Nearest other-state filings by covered participants (144 participants); asset peers above are excluded.
- Combs Concrete Construction Company 401(k) Plan (NC) 144 · 0 off
- Club Med Sales and Management Employee Retirement Plan (FL) 144 · 0 off
- Cambria Solutions Inc 401(k) Profit Sharing Plan Trust (CA) 144 · 0 off
- Dfa of California 401(k) Plan (CA) 144 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.