401(k) · DOL Form 5500 · 2022

Neophotonics Corporation 401(k) Plan

Data updated 2026-08-25

$48M
Total assets Below avg plan size
217
Participants Below avg headcount
88th
Percentile by assets National rank
$219,707
Avg per participant Above avg balance/head
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Official DOL plan name: Neophotonics Corporation 401(k) Profit Sharing Plan & Trust · Sponsored by Neophotonics Corporation · California · Manufacturing

$48M in assets, 217 participants

Neophotonics Corporation's Neophotonics Corporation 401(k) Profit Sharing Plan & Trust reported $48M in total assets and 217 participants in its 2022 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,855 in Manufacturing (20,602 peers)

Coverage in California

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust covers 217 participants in California, about 34% of the average California filer (state average ~630 per filing). Assets: $48M.

#16,855
in Manufacturing (20,602 peers)
-17.5%
assets change YoY
0.5×
vs typical plan assets (national mean)

The plan reported a net loss of $10M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust's outsized position by total assets

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$47,676,422 Top 12% higher than 88% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Neophotonics Corporation 401(k) Profit Sharing Plan & Trust sits mid-pack in the medium band (217 participants).

Form 5500 schedule snapshot

Filing strip 943253730 · Neophotonics Corporation PY 2022 · 401(k)

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust · $48M · 217 · 88th

  • EOY $48M
  • 5500 217
  • ASSETS 88th
  • PCT 401(k)
  • EIN near Bci, Inc. 401(k) Profit Sharing Plan
  • RANK ind #16855

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in California →

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust in the asset neighbourhood

Neophotonics Corporation 401(k) Profit Sharing Plan & TrustNeophotonics Corporation 401…$48MBci, Inc. 401(k) Profit Sharing PlanBci, Inc. 401(k) Profit Shar…$48MTrinity Partners, LLC 401(k) Profit Sharing PlanTrinity Partners, LLC 401(k)…$48MLs3p 401(k) Plan$48MGuardian Elder Care, Llc's 401(k) PlanGuardian Elder Care, Llc's 4…$48M
End-of-year total assets ($M) among Neophotonics Corporation 401(k) Profit Sharing Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$58M
Net Assets (End of Year)$48M
Net Income-$10M
Employer EIN943253730
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Neophotonics Corporation)

Sponsor-wide plan assets over time

All Neophotonics Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$58M 22.30022840220686% vs 2022
2024 filing year
$45M$50M$55M$60M 202220232024 $47.7M $58.3M ▲ +22.3%
Year Plans Participants Total Assets
2022 1 217 $48M
2023 1 177 $52M
2024 1 144 $58M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Neophotonics Corporation 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.047676422 · Participants: 217Neophotonics Corporation 401(k) Profit Sharing Plan & TrustWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Neophotonics Corporation 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in California, assets vs. participants
Compare Neophotonics Corporation 401(k) Profit Sharing Plan & Trust side-by-side with 3 peers →

Neophotonics Corporation 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Bci, Inc. 401(k) Profit Sharing Plan in NJ ($48M); by covered participants it is Royal Crest Dairy, Inc. 401(k) Plan in CO (217 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($48M here).

Similar participant headcount

Nearest other-state filings by covered participants (217 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Neophotonics Corporation 401(k) Profit Sharing Plan & Trust assets move in 2022? ▼
Neophotonics Corporation 401(k) Profit Sharing Plan & Trust declined sharply - down 17.5% during 2022, from $58M to $48M. Reported net income was -$10M.
How have Neophotonics Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Neophotonics Corporation's sponsor-wide assets grew 22.3%, from $48M to $58M.
Where does Neophotonics Corporation 401(k) Profit Sharing Plan & Trust rank by assets among Form 5500 filers? ▼
Neophotonics Corporation 401(k) Profit Sharing Plan & Trust ranks in the 88th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Neophotonics Corporation 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Bci, Inc. 401(k) Profit Sharing Plan in NJ ($48M, 217 participants).
Which 401(k) plans cover a similar participant headcount to Neophotonics Corporation 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Royal Crest Dairy, Inc. 401(k) Plan in CO (217 participants, $6M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 943253730.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.