401(k) · DOL Form 5500 · 2022

Humpty Dumpty Institute, Inc. 401(k) Plan

Data updated 2026-08-25

$671K
Total assets Small plan by assets
4
Participants Small participant base
21st
Percentile by assets National rank
$167,640
Avg per participant Above avg balance/head
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Official DOL plan name: Humpty Dumpty Institute, Inc. 401(k) Plan · Sponsored by Humpty Dumpty Institute, Inc. · New York · Educational Services

$671K in assets, 4 participants

Humpty Dumpty Institute, Inc.'s Humpty Dumpty Institute, Inc. 401(k) Plan reported $671K in total assets and 4 participants in its 2022 DOL Form 5500 filing, ranking in the 21st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #569 in Educational Services (4,024 peers)

Humpty Dumpty Institute, Inc. multi-year trail

Humpty Dumpty Institute, Inc.'s plans moved -14.0% in assets from 2022 to 2024; this filing shows Humpty Dumpty Institute, Inc. 401(k) Plan at $671K / 4 participants.

#569
in Educational Services (4,024 peers)
-16.7%
assets change YoY

The plan reported a net loss of $134K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Humpty Dumpty Institute, Inc. 401(k) Plan among the smaller filed plans by assets

Humpty Dumpty Institute, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$670,561 21st percentile higher than 21% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Humpty Dumpty Institute, Inc. 401(k) Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Humpty Dumpty Institute, Inc. 401(k) Plan is a micro filing (4 participants), the leftmost band.

DOL schedule card

Filing strip 134028567 · Humpty Dumpty Institute, Inc. PY 2022 · 401(k)

Humpty Dumpty Institute, Inc. 401(k) Plan · $671K · 4 · 21st

  • EIN $671K
  • EIN 4
  • EIN 21st
  • EIN 401(k)
  • EIN near Cherokee Equity Corporation Retirement Savings Plan
  • EIN ind #569

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Educational Services retirement plans → · Plans in New York →

Humpty Dumpty Institute, Inc. 401(k) Plan in the asset neighbourhood

Humpty Dumpty Institute, Inc. 401(k) PlanHumpty Dumpty Institute, Inc…$671KCherokee Equity Corporation Retirement Savings PlanCherokee Equity Corporation …$671KPrivate Client Fiduciary Corporation 401(k) PlanPrivate Client Fiduciary Cor…$670KRedstone Print & Mail, Inc. 401(k) Profit Sharing Plan & TrustRedstone Print & Mail, Inc. …$670KQuality Manufacturing Retirement PlanQuality Manufacturing Retire…$671K
End-of-year total assets ($M) among Humpty Dumpty Institute, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Humpty Dumpty Institute, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Humpty Dumpty Institute, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$576K 14.033324335891887% vs 2022
2024 filing year
$0.5M$0.6M$0.7M$0.8M$0.9M 202220232024 $0.67M $0.58M ▼ -13.4%
Year Plans Participants Total Assets
2022 1 4 $671K
2023 1 4 $868K
2024 1 4 $576K

Humpty Dumpty Institute, Inc. filing trail (2022)

Total Assets (Beginning of Year)$805K
Net Assets (End of Year)$671K
Net Income-$134K
Employer EIN134028567
Plan Effective Date2005-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Humpty Dumpty Institute, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Humpty Dumpty Institute, Inc. 401(k) Plan, Total assets ($B): 0.000670561 · Participants: 4Humpty Dumpty Institute, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Humpty Dumpty Institute, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Humpty Dumpty Institute, Inc. 401(k) Plan side-by-side with 3 peers →

Humpty Dumpty Institute, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Cherokee Equity Corporation Retirement Savings Plan in TN ($671K); by covered participants it is Damon Productions, Inc. Employees Profit Sharing Plan in CA (4 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Humpty Dumpty Institute, Inc. 401(k) Plan assets move in 2022? ▼
Humpty Dumpty Institute, Inc. 401(k) Plan declined sharply - down 16.7% during 2022, from $805K to $671K. Reported net income was -$134K.
How have Humpty Dumpty Institute, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Humpty Dumpty Institute, Inc.'s sponsor-wide assets declined 14.0%, from $671K to $576K.
Where does Humpty Dumpty Institute, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Humpty Dumpty Institute, Inc. 401(k) Plan ranks in the 21st percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Humpty Dumpty Institute, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Cherokee Equity Corporation Retirement Savings Plan in TN ($671K, 2 participants).
Which 401(k) plans cover a similar participant headcount to Humpty Dumpty Institute, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Damon Productions, Inc. Employees Profit Sharing Plan in CA (4 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 134028567.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.