401(k) · DOL Form 5500 · 2022

Pzena Investment Management, LLC 401(k) Plan

Data updated 2026-08-25

$33M
Total assets Below avg plan size
130
Participants Small participant base
84th
Percentile by assets National rank
$252,180
Avg per participant Above avg balance/head
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Official DOL plan name: Pzena Investment Management, LLC 401(k) Plan · Sponsored by Pzena Investment Management, LLC · New York · Finance & Insurance

$33M in assets, 130 participants

Pzena Investment Management, LLC's Pzena Investment Management, LLC 401(k) Plan reported $33M in total assets and 130 participants in its 2022 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,842 in Finance & Insurance (9,261 peers)

Coverage in New York

Pzena Investment Management, LLC 401(k) Plan covers 130 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $33M.

#6,842
in Finance & Insurance (9,261 peers)
-7.2%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Pzena Investment Management, LLC 401(k) Plan's outsized position by total assets

Pzena Investment Management, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$32,783,377 Top 16% higher than 84% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Pzena Investment Management, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Pzena Investment Management, LLC 401(k) Plan sits mid-pack in the medium band (130 participants).

DOL schedule card

Filing strip 133860154 · Pzena Investment Management, LLC PY 2022 · 401(k)

Pzena Investment Management, LLC 401(k) Plan · $33M · 130 · 84th

  • BOY $33M
  • SCH 130
  • EBSA 84th
  • PART 401(k)
  • TYPE near Encompass Group, LLC 401(k) Retirement Plan
  • NET ind #6842

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Pzena Investment Management, LLC 401(k) Plan in the asset neighbourhood

Totes Isotoner Corporation Retirement Savings PlanTotes Isotoner Corporation R…$33MPzena Investment Management, LLC 401(k) PlanPzena Investment Management,…$33MEncompass Group, LLC 401(k) Retirement PlanEncompass Group, LLC 401(k) …$33MCortland Holdings, LLC 401(k) PlanCortland Holdings, LLC 401(k…$33MLanier & Associates Retirement PlanLanier & Associates Retireme…$33M
End-of-year total assets ($M) among Pzena Investment Management, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$35M
Net Assets (End of Year)$33M
Net Income-$3M
Employer EIN133860154
Plan Effective Date2011-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Pzena Investment Management, LLC)

Sponsor-wide plan assets over time

All Pzena Investment Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$52M 57.44139476540199% vs 2022
2024 filing year
$30M$40M$50M$60M 202220232024 $32.8M $51.6M ▲ +57.4%
Year Plans Participants Total Assets
2022 1 130 $33M
2023 1 132 $43M
2024 1 143 $52M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Pzena Investment Management, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Pzena Investment Management, LLC 401(k) Plan, Total assets ($B): 0.032783377 · Participants: 130Pzena Investment Management, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Pzena Investment Management, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Pzena Investment Management, LLC 401(k) Plan side-by-side with 3 peers →

Pzena Investment Management, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Encompass Group, LLC 401(k) Retirement Plan in GA ($33M); by covered participants it is Dermarite Industries LLC 401(k) Plan in NJ (130 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($33M here).

Similar participant headcount

Nearest other-state filings by covered participants (130 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Pzena Investment Management, LLC 401(k) Plan assets move in 2022? ▼
Pzena Investment Management, LLC 401(k) Plan pulled back noticeably - down 7.2% during 2022, from $35M to $33M. Reported net income was -$3M.
How have Pzena Investment Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Pzena Investment Management, LLC's sponsor-wide assets grew 57.4%, from $33M to $52M.
Where does Pzena Investment Management, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Pzena Investment Management, LLC 401(k) Plan ranks in the 84th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Pzena Investment Management, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Encompass Group, LLC 401(k) Retirement Plan in GA ($33M, 306 participants).
Which 401(k) plans cover a similar participant headcount to Pzena Investment Management, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Dermarite Industries LLC 401(k) Plan in NJ (130 participants, $938K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133860154.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.