401(k) · DOL Form 5500 · 2022

Smiley Brothers, Inc. 401(k) Plan

Data updated 2026-08-25

$27M
Total assets Below avg plan size
406
Participants Below avg headcount
82nd
Percentile by assets National rank
$67,580
Avg per participant Below avg balance/head
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Official DOL plan name: Smiley Brothers, Inc. 401(k) Plan · Sponsored by Smiley Brothers, Inc. · New York · Food Services & Accommodation

$27M in assets, 406 participants

Smiley Brothers, Inc.'s Smiley Brothers, Inc. 401(k) Plan reported $27M in total assets and 406 participants in its 2022 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,394 in Food Services & Accommodation (4,592 peers)

Where Smiley Brothers, Inc. 401(k) Plan sits by assets

Smiley Brothers, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $27M for 406 participants (~$67,580/participant), down 19.5% in 2022.

#4,394
in Food Services & Accommodation (4,592 peers)
-19.5%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $7M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Smiley Brothers, Inc. 401(k) Plan's outsized position by total assets

Smiley Brothers, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$27,437,394 Top 18% higher than 82% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Smiley Brothers, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smiley Brothers, Inc. 401(k) Plan sits mid-pack in the medium band (406 participants).

Form 5500 schedule snapshot

Filing strip 141506387 · Smiley Brothers, Inc. PY 2022 · 401(k)

Smiley Brothers, Inc. 401(k) Plan · $27M · 406 · 82nd

  • SCH $27M
  • EBSA 406
  • PART 82nd
  • TYPE 401(k)
  • NET near Great Lakes Energy Non-Union 401(k) Plan
  • BOOK ind #4394

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in New York →

Smiley Brothers, Inc. 401(k) Plan in the asset neighbourhood

Smiley Brothers, Inc. 401(k) PlanSmiley Brothers, Inc. 401(k)…$27MGreat Lakes Energy Non-Union 401(k) PlanGreat Lakes Energy Non-Union…$27MVictrex USA, Inc. 401(k) Retirement PlanVictrex USA, Inc. 401(k) Ret…$27MFamily Allergy and Asthma Safe Harbor 401(k) PlanFamily Allergy and Asthma Sa…$27MRlj-Mclarty-Landers Automotive Holdings, LLC 401(k) PlanRlj-Mclarty-Landers Automoti…$27M
End-of-year total assets ($M) among Smiley Brothers, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$34M
Net Assets (End of Year)$27M
Net Income-$7M
Employer EIN141506387
Plan Effective Date1980-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smiley Brothers, Inc.)

Sponsor-wide plan assets over time

All Smiley Brothers, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$38M 38.627021210542075% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $27.4M $38M ▲ +38.6%
Year Plans Participants Total Assets
2022 1 406 $27M
2023 1 400 $32M
2024 1 640 $38M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smiley Brothers, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Smiley Brothers, Inc. 401(k) Plan, Total assets ($B): 0.027437394 · Participants: 406Smiley Brothers, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Smiley Brothers, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Smiley Brothers, Inc. 401(k) Plan side-by-side with 3 peers →

Smiley Brothers, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Great Lakes Energy Non-Union 401(k) Plan in MI ($27M); by covered participants it is Douglas Fruit Company Salary Reduction and Savings Plan in WA (406 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (406 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smiley Brothers, Inc. 401(k) Plan assets move in 2022? ▼
Smiley Brothers, Inc. 401(k) Plan declined sharply - down 19.5% during 2022, from $34M to $27M. Reported net income was -$7M.
How have Smiley Brothers, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smiley Brothers, Inc.'s sponsor-wide assets grew 38.6%, from $27M to $38M.
Where does Smiley Brothers, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Smiley Brothers, Inc. 401(k) Plan ranks in the 82nd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Smiley Brothers, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Great Lakes Energy Non-Union 401(k) Plan in MI ($27M, 153 participants).
Which 401(k) plans cover a similar participant headcount to Smiley Brothers, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Douglas Fruit Company Salary Reduction and Savings Plan in WA (406 participants, $11M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 141506387.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.