401(k) · DOL Form 5500 · 2022
D. E. Shaw & Co., L.P. 401(k) Plan
Data updated 2026-08-06
- $464M
- Total assets
- 974
- Participants
- 98th
- Percentile by assets
- $475,935
- Avg per participant
Official DOL plan name: D. E. Shaw & Co. 401(k) Plan · Sponsored by D. E. Shaw & Co., L.P. · New York · Finance & Insurance
$464M in assets, 974 participants
D. E. Shaw & Co., L.P.'s D. E. Shaw & Co. 401(k) Plan reported $464M in total assets and 974 participants in its 2022 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 139,258 plans)
- #8,886 in Finance & Insurance (9,267 peers)
Where D. E. Shaw & Co. 401(k) Plan sits by assets
D. E. Shaw & Co. 401(k) Plan sits in the top 5% of all filed plans by assets, $464M for 974 participants (~$475,935/participant), down 11.2% in 2022.
- $464M
- total plan assets (2022 EOY)
- 974
- covered participants
- 98th
- percentile by assets (of 139,258 plans)
- $475,935
- avg assets per participant
The plan reported a net loss of $58M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
D. E. Shaw & Co. 401(k) Plan vs the 2022 asset distribution
By assets, D. E. Shaw & Co. 401(k) Plan outranks 98% of the 139,258 plans that filed a Form 5500 for the 2022 plan year, and holds roughly 4.6x the national average plan size of $100M (730 average participants).
Scale-class filing particulars (2022)
| Total Assets (Beginning of Year) | $522M |
|---|---|
| Net Assets (End of Year) | $464M |
| Net Income | -$58M |
| Employer EIN | 133695715 |
| Plan Effective Date | 1990-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (D. E. Shaw & Co., L.P.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 974 | $464M |
| 2023 | 1 | 1,101 | $592M |
| 2024 | 1 | 1,293 | $719M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
D. E. Shaw & Co. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to D. E. Shaw & Co. 401(k) Plan by total assets, not by location.
- Exact Sciences Corporation 401(k) Plan (WI) $464M · 6,194
- Msd Employee Stock Purchase & Savings Plan (NJ) $463M · 2,680
- Sheet Metal Local 10 Supplemental Retirement Fund (MN) $463M · 4,781
- Domtar US Hourly 401(k) Plan () $463M · 2,367
Frequently Asked Questions
How did D. E. Shaw & Co. 401(k) Plan assets move in 2022? ▼
How have D. E. Shaw & Co., L.P. plan assets changed over time? ▼
Where does D. E. Shaw & Co. 401(k) Plan rank by assets among Form 5500 filers? ▼
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Next read for D. E. Shaw & Co. 401(k) Plan
Scale reading
Ways to act on D. E. Shaw & Co. 401(k) Plan's numbers.
- By total assets, D. E. Shaw & Co. 401(k) Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- D. E. Shaw & Co., L.P.'s sponsor-wide assets have grown 55.2% since 2022 across 3 plan years on file. More Finance & Insurance plans