401(k)
2022 plan-year 401(k) DOL Form 5500

Ascot Enterprises, Inc. 401(k) Savings Plan and Trust

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Ascot Enterprises, Inc. · Indiana · Manufacturing

What the 2023 filing shows

Ascot Enterprises, Inc. 401(k) Savings Plan and Trust holds $4M for 150 participants — about $24,005 per participant, down 28.1% over the 2022 plan year.

$4M
total plan assets (2022 EOY)
150
covered participants
$24,005
avg assets per participant
-28.1%
assets change YoY

The plan reported a net loss of $1M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$4M
Participants
150
State
Industry
Manufacturing

What the Filing Says About Ascot Enterprises, Inc. 401(k) Savings Plan and Trust

Ascot Enterprises, Inc. 401(k) Savings Plan and Trust is a 401(k) retirement plan sponsored by Ascot Enterprises, Inc., headquartered in Indiana. As of the 2022 Form 5500 filing, the plan reports $4M in total end-of-year assets and covers 150 participants across the Manufacturing industry. The sponsor's EIN on file with the U.S. Department of Labor is 351381338, and the plan has been effective since 1996-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $5M at the beginning of 2022 to $4M at year-end — a decline of 28.1%. Net assets (after liabilities) closed the year at $4M, with reported net income of $-1,427,550 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$5M
Total Assets (End of Year)$4M
Net Assets (End of Year)$4M
Net Income$-1,427,550
Plan Type401(k)
Employer EIN351381338
Plan Effective Date1996-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ascot Enterprises, Inc.)

Year Plans Participants Total Assets
2022 1 150 $4M
2023 1 153 $4M
2024 1 130 $4M

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Frequently Asked Questions

How much money is in the Ascot Enterprises, Inc. 401(k) Savings Plan and Trust?
As of the 2022 Form 5500 filing, Ascot Enterprises, Inc. 401(k) Savings Plan and Trust holds $4M in total assets with 150 participants. It is sponsored by Ascot Enterprises, Inc..
What type of plan is Ascot Enterprises, Inc. 401(k) Savings Plan and Trust?
Ascot Enterprises, Inc. 401(k) Savings Plan and Trust is a 401(k) plan. It has been effective since 1996-01-01. The plan is filed with the U.S. Department of Labor under EIN 351381338.
Who sponsors the Ascot Enterprises, Inc. 401(k) Savings Plan and Trust?
Ascot Enterprises, Inc. 401(k) Savings Plan and Trust is sponsored by Ascot Enterprises, Inc., located in Indiana. The sponsor's EIN is 351381338 and the plan operates in the Manufacturing industry.
How did Ascot Enterprises, Inc. 401(k) Savings Plan and Trust perform in 2022?
Ascot Enterprises, Inc. 401(k) Savings Plan and Trust declined by 28.1% during 2022, moving from $5M to $4M in total assets. Net income was $-1,427,550.
Where can I find official filings for Ascot Enterprises, Inc. 401(k) Savings Plan and Trust?
Official Form 5500 filings for Ascot Enterprises, Inc. 401(k) Savings Plan and Trust are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 351381338 or plan name at efast.dol.gov.
How does Ascot Enterprises, Inc. 401(k) Savings Plan and Trust compare to other plans?
You can compare Ascot Enterprises, Inc. 401(k) Savings Plan and Trust against other 401(k) plans on the plan type page, or view plans in Indiana on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 351381338.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.