401(k) · DOL Form 5500 · 2022
Vanguard Direct 401(k) Plan
Data updated 2026-08-25
- $19M
- Total assets Small plan by assets
- 127
- Participants Small participant base
- 76th
- Percentile by assets National rank
- $147,829
- Avg per participant Above avg balance/head
Official DOL plan name: Vanguard Direct 401(k) Retirement Plan · Sponsored by Vanguard Direct · New York · Wholesale Trade
$19M in assets, 127 participants
Vanguard Direct's Vanguard Direct 401(k) Retirement Plan reported $19M in total assets and 127 participants in its 2022 DOL Form 5500 filing, ranking in the 76th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #5,021 in Wholesale Trade (6,843 peers)
Coverage in New York
Vanguard Direct 401(k) Retirement Plan covers 127 participants in New York, about 16% of the average New York filer (state average ~798 per filing). Assets: $19M.
- #5,021
- in Wholesale Trade (6,843 peers)
- -17.9%
- assets change YoY
- 0.2×
- vs typical plan assets (national mean)
The plan reported a net loss of $4M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Vanguard Direct 401(k) Retirement Plan's outsized position by total assets
Vanguard Direct 401(k) Retirement Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$18,774,237 Top 24% higher than 76% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Vanguard Direct 401(k) Retirement Plan among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Vanguard Direct 401(k) Retirement Plan sits mid-pack in the medium band (127 participants).
Published 5500 schedule card
Filing strip 112517083 · Vanguard Direct PY 2022 · 401(k)
Vanguard Direct 401(k) Retirement Plan · $19M · 127 · 76th
- TYPE $19M
- TYPE 127
- TYPE 76th
- TYPE 401(k)
- TYPE near Exponential Power 401(k) Plan
- TYPE ind #5021
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →
Vanguard Direct 401(k) Retirement Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $23M |
|---|---|
| Net Assets (End of Year) | $19M |
| Net Income | -$4M |
| Employer EIN | 112517083 |
| Plan Effective Date | 1992-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Vanguard Direct)
Sponsor-wide plan assets over time
All Vanguard Direct plans reported in each filing year
- Latest sponsor-wide plan assets
- $25M 31.70865479113745% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 127 | $19M |
| 2023 | 1 | 131 | $22M |
| 2024 | 1 | 135 | $25M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $53.4B · 56,376
- Morgan Stanley 401(k) Plan $16.4B · 42,924
- The Pepsico Savings Plan $12.1B · 129,846
- Deloitte 401(k) Plan $11.0B · 74,687
- The Goldman Sachs 401(k) Plan $9.7B · 22,650
Vanguard Direct 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Exponential Power 401(k) Plan in WI ($19M); by covered participants it is Accudata Systems, Inc. 401(k) Profit Sharing Plan in TX (127 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($19M here).
Similar participant headcount
Nearest other-state filings by covered participants (127 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.