401(k) · DOL Form 5500 · 2022

Hercules Capital, Inc. 401(k) Plan

Data updated 2026-08-25

$21M
Total assets Small plan by assets
84
Participants Small participant base
78th
Percentile by assets National rank
$246,434
Avg per participant Above avg balance/head
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Official DOL plan name: Hercules Capital, Inc. Retirement Savings Plan · Sponsored by Hercules Capital, Inc. · California · Finance & Insurance

$21M in assets, 84 participants

Hercules Capital, Inc.'s Hercules Capital, Inc. Retirement Savings Plan reported $21M in total assets and 84 participants in its 2022 DOL Form 5500 filing, ranking in the 78th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,984 in Finance & Insurance (9,261 peers)

Where Hercules Capital, Inc. Retirement Savings Plan sits by assets

Hercules Capital, Inc. Retirement Savings Plan sits in the top quartile of all filed plans by assets, $21M for 84 participants (~$246,434/participant), down 4.7% in 2022.

#5,984
in Finance & Insurance (9,261 peers)
-4.7%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Hercules Capital, Inc. Retirement Savings Plan's outsized position by total assets

Hercules Capital, Inc. Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$20,700,414 Top 22% higher than 78% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Hercules Capital, Inc. Retirement Savings Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hercules Capital, Inc. Retirement Savings Plan is a small filing (84 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 743113410 · Hercules Capital, Inc. PY 2022 · 401(k)

Hercules Capital, Inc. Retirement Savings Plan · $21M · 84 · 78th

  • RANK $21M
  • RANK 84
  • RANK 78th
  • RANK 401(k)
  • RANK near Buckeye Power Sales Co., Inc. 401(k) Plan
  • RANK ind #5984

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Hercules Capital, Inc. Retirement Savings Plan in the asset neighbourhood

Hercules Capital, Inc. Retirement Savings PlanHercules Capital, Inc. Retir…$21MBuckeye Power Sales Co., Inc. 401(k) PlanBuckeye Power Sales Co., Inc…$21MAurora Organic Dairy Corp. 401(k) PlanAurora Organic Dairy Corp. 4…$21MAmerican Wood Fibers 401(k) Retirement Savings PlanAmerican Wood Fibers 401(k) …$21MPueblo of Santa Ana Commercial Enterprises 401(k) Profit Sharing Plan and TrustPueblo of Santa Ana Commerci…$21M
End-of-year total assets ($M) among Hercules Capital, Inc. Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$22M
Net Assets (End of Year)$21M
Net Income-$1M
Employer EIN743113410
Plan Effective Date2006-08-15
Filing StatusFILING RECEIVED

Sponsor Plan History (Hercules Capital, Inc.)

Sponsor-wide plan assets over time

All Hercules Capital, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$33M 59.027848428538675% vs 2022
2024 filing year
$15M$20M$25M$30M$35M 202220232024 $20.7M $32.9M ▲ +59.0%
Year Plans Participants Total Assets
2022 1 84 $21M
2023 1 89 $27M
2024 1 104 $33M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hercules Capital, Inc. Retirement Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Hercules Capital, Inc. Retirement Savings Plan, Total assets ($B): 0.020700414 · Participants: 84Hercules Capital, Inc. Retirement Savings PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Hercules Capital, Inc. Retirement Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Hercules Capital, Inc. Retirement Savings Plan side-by-side with 3 peers →

Hercules Capital, Inc. Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Buckeye Power Sales Co., Inc. 401(k) Plan in OH ($21M); by covered participants it is Taec 401(k) Profit Sharing Plan in UT (84 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (84 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hercules Capital, Inc. Retirement Savings Plan assets move in 2022? ▼
Hercules Capital, Inc. Retirement Savings Plan edged down modestly - down 4.7% during 2022, from $22M to $21M. Reported net income was -$1M.
How have Hercules Capital, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hercules Capital, Inc.'s sponsor-wide assets grew 59.0%, from $21M to $33M.
Where does Hercules Capital, Inc. Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Hercules Capital, Inc. Retirement Savings Plan ranks in the 78th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Hercules Capital, Inc. Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Buckeye Power Sales Co., Inc. 401(k) Plan in OH ($21M, 225 participants).
Which 401(k) plans cover a similar participant headcount to Hercules Capital, Inc. Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Taec 401(k) Profit Sharing Plan in UT (84 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 743113410.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.