401(k) · DOL Form 5500 · 2022

Institutional Shareholder Services 401(k) Plan

Data updated 2026-08-25

$128M
Total assets Near avg plan size
658
Participants Below avg headcount
94th
Percentile by assets National rank
$195,262
Avg per participant Above avg balance/head
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Official DOL plan name: Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan · Sponsored by Institutional Shareholder Services · New York · Finance & Insurance

$128M in assets, 658 participants

Institutional Shareholder Services's Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan reported $128M in total assets and 658 participants in its 2022 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,352 in Finance & Insurance (9,261 peers)

Where Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits by assets

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits in the top 10% of all filed plans by assets, $128M for 658 participants (~$195,262/participant), down 10.6% in 2022.

#8,352
in Finance & Insurance (9,261 peers)
-10.6%
assets change YoY
1.3×
vs typical plan assets (national mean)

The plan reported a net loss of $15M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan's outsized position by total assets

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$128,482,341 Top 6% higher than 94% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan sits mid-pack in the medium band (658 participants).

Form 5500 schedule snapshot

Filing strip 061541449 · Institutional Shareholder Services PY 2022 · 401(k)

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan · $128M · 658 · 94th

  • VS-ST $128M
  • VS-ST 658
  • VS-ST 94th
  • VS-ST 401(k)
  • VS-ST near Sa Recycling, LLC 401(k) Profit Sharing Plan
  • VS-ST ind #8352

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan in the asset neighbourhood

Sa Recycling, LLC 401(k) Profit Sharing PlanSa Recycling, LLC 401(k) Pro…$128MInstitutional Shareholder Services Inc. 401(k) Retirement Savings PlanInstitutional Shareholder Se…$128MArco/Murray Group Profit Sharing Plan and TrustArco/Murray Group Profit Sha…$128MTallgrass Management LLC 401(k) Savings PlanTallgrass Management LLC 401…$128MEnerpac Tool Group 401(k) PlanEnerpac Tool Group 401(k) Pl…$128M
End-of-year total assets ($M) among Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$144M
Net Assets (End of Year)$128M
Net Income-$15M
Employer EIN061541449
Plan Effective Date2014-04-22
Filing StatusFILING RECEIVED

Sponsor Plan History (Institutional Shareholder Services)

Sponsor-wide plan assets over time

All Institutional Shareholder Services plans reported in each filing year

Latest sponsor-wide plan assets
$191M 48.51780759505308% vs 2022
2024 filing year
$120M$140M$160M$180M$200M 202220232024 $128M $191M ▲ +48.5%
Year Plans Participants Total Assets
2022 1 658 $128M
2023 1 762 $161M
2024 1 763 $191M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan, Total assets ($B): 0.128482341 · Participants: 658Institutional Shareholder Services Inc. 401(k) Retirement Savings PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan side-by-side with 3 peers →

Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Sa Recycling, LLC 401(k) Profit Sharing Plan in CA ($128M); by covered participants it is El Dorado Furniture 401(k) Plan in FL (658 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($128M here).

Similar participant headcount

Nearest other-state filings by covered participants (658 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan assets move in 2022? ▼
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan pulled back noticeably - down 10.6% during 2022, from $144M to $128M. Reported net income was -$15M.
How have Institutional Shareholder Services plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Institutional Shareholder Services's sponsor-wide assets grew 48.5%, from $128M to $191M.
Where does Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan ranks in the 94th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Sa Recycling, LLC 401(k) Profit Sharing Plan in CA ($128M, 1,988 participants).
Which 401(k) plans cover a similar participant headcount to Institutional Shareholder Services Inc. 401(k) Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is El Dorado Furniture 401(k) Plan in FL (658 participants, $20M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061541449.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.