401(k) · DOL Form 5500 · 2022

Cetera Financial Group, Inc. 401(k) Plan

Data updated 2026-08-25

$175M
Total assets Near avg plan size
1,736
Participants Near avg headcount
95th
Percentile by assets National rank
$100,538
Avg per participant Below avg balance/head
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Official DOL plan name: Cetera Financial Group, Inc. 401(k) Savings Plan · Sponsored by Cetera Financial Group, Inc. · California · Finance & Insurance

$175M in assets, 1,736 participants

Cetera Financial Group, Inc.'s Cetera Financial Group, Inc. 401(k) Savings Plan reported $175M in total assets and 1,736 participants in its 2022 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,512 in Finance & Insurance (9,261 peers)

Coverage in California

Cetera Financial Group, Inc. 401(k) Savings Plan covers 1,736 participants in California, 2.8x the typical California plan (state average ~630 per filing). Assets: $175M.

#8,512
in Finance & Insurance (9,261 peers)
-12.6%
assets change YoY
1.8×
vs typical plan assets (national mean)

The plan reported a net loss of $25M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Cetera Financial Group, Inc. 401(k) Savings Plan's outsized position by total assets

Cetera Financial Group, Inc. 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$174,534,719 Top 5% higher than 95% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Cetera Financial Group, Inc. 401(k) Savings Plan's large-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Cetera Financial Group, Inc. 401(k) Savings Plan lands in the large band (1,736 participants).

Published 5500 schedule card

Filing strip 300588666 · Cetera Financial Group, Inc. PY 2022 · 401(k)

Cetera Financial Group, Inc. 401(k) Savings Plan · $175M · 1,736 · 95th

  • BOY $175M
  • BOY 1,736
  • BOY 95th
  • BOY 401(k)
  • BOY near Amkor Technology, Inc. 401(k) Plan
  • BOY ind #8512

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Cetera Financial Group, Inc. 401(k) Savings Plan in the asset neighbourhood

Enlink Midstream Operating, LP 401(k) TrustEnlink Midstream Operating, …$175MAdams Street Partners, LLC Savings Incentive PlanAdams Street Partners, LLC S…$175MHitt Contracting Inc. 401(k) Savings & Profit Sharing PlanHitt Contracting Inc. 401(k)…$175MCetera Financial Group, Inc. 401(k) Savings PlanCetera Financial Group, Inc.…$175MAmkor Technology, Inc. 401(k) PlanAmkor Technology, Inc. 401(k…$174M
End-of-year total assets ($M) among Cetera Financial Group, Inc. 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$200M
Net Assets (End of Year)$175M
Net Income-$25M
Employer EIN300588666
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cetera Financial Group, Inc.)

Sponsor-wide plan assets over time

All Cetera Financial Group, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$387M 121.49093499271054% vs 2022
2024 filing year
$100M$200M$300M$400M$500M 202220232024 $175M $387M ▲ +121.5%
Year Plans Participants Total Assets
2022 1 1,736 $175M
2023 1 1,837 $230M
2024 1 2,106 $387M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Cetera Financial Group, Inc. 401(k) Savings Plan, Total assets ($B): 0.174534719 · Participants: 1736Cetera Financial Group, Inc. 401(k) Savings PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Cetera Financial Group, Inc. 401(k) Savings Plan side-by-side with 3 peers →

Cetera Financial Group, Inc. 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Amkor Technology, Inc. 401(k) Plan in AZ ($174M); by covered participants it is Cc&s 401(k) Retirement Savings Plan in PA (1,736 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,736 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Cetera Financial Group, Inc. 401(k) Savings Plan assets move in 2022? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan pulled back noticeably - down 12.6% during 2022, from $200M to $175M. Reported net income was -$25M.
How have Cetera Financial Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Cetera Financial Group, Inc.'s sponsor-wide assets grew 121.5%, from $175M to $387M.
Where does Cetera Financial Group, Inc. 401(k) Savings Plan rank by assets among Form 5500 filers? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan ranks in the 95th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Cetera Financial Group, Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Amkor Technology, Inc. 401(k) Plan in AZ ($174M, 375 participants).
Which 401(k) plans cover a similar participant headcount to Cetera Financial Group, Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cc&s 401(k) Retirement Savings Plan in PA (1,736 participants, $252M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300588666.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.