401(k) · DOL Form 5500 · 2022

Cetera Financial Group, Inc. 401(k) Plan

Data updated 2026-08-11

$175M
Total assets
1,736
Participants
95th
Percentile by assets
$100,538
Avg per participant
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Official DOL plan name: Cetera Financial Group, Inc. 401(k) Savings Plan · Sponsored by Cetera Financial Group, Inc. · California · Finance & Insurance

$175M in assets, 1,736 participants

Cetera Financial Group, Inc.'s Cetera Financial Group, Inc. 401(k) Savings Plan reported $175M in total assets and 1,736 participants in its 2022 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 95th percentile by assets (of 139,126 plans)
  • #8,512 in Finance & Insurance (9,261 peers)

Coverage in California

Cetera Financial Group, Inc. 401(k) Savings Plan covers 1,736 participants in California, 2.8x the typical California plan (state average ~630 per filing). Assets: $175M.

$175M
total plan assets (2022 EOY)
1,736
covered participants
95th
percentile by assets (of 139,126 plans)
$100,538
avg assets per participant

The plan reported a net loss of $25M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Where Cetera Financial Group, Inc. 401(k) Savings Plan sits by total assets

Cetera Financial Group, Inc. 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$174,534,719 Top 5% higher than 95% of 139,123 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

State
California
Industry
Finance & Insurance

Participants vs California filers

In California, the average filing covers about 630 participants across 15,291 plans. Cetera Financial Group, Inc. 401(k) Savings Plan reports 1,736 participants - 2.8x that state average ($175M EOY assets).

California filing particulars

Total Assets (Beginning of Year)$200M
Net Assets (End of Year)$175M
Net Income-$25M
Employer EIN300588666
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cetera Financial Group, Inc.)

$100M$200M$300M$400M$500M 202220232024 $175M $387M ▲ +121.5%
Total plan assets by year, all Cetera Financial Group, Inc. plans on file
Year Plans Participants Total Assets
2022 1 1,736 $175M
2023 1 1,837 $230M
2024 1 2,106 $387M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Cetera Financial Gro…, Total assets ($B): 0.174534719 · Participants: 1736Cetera Financial Gro…Wells Fargo & Compan…, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Compan…Google LLC 401(k) Sa…, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Sa…Oracle Corporation 4…, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 4…Chevron Employee Sav…, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Sav…Intel 401(k) Savings…, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings…
Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Cetera Financial Group, Inc. 401(k) Savi… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Cetera Financial Group, Inc. 401(k) Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Cetera Financial Group, Inc. 401(k) Savings Plan assets move in 2022? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan pulled back noticeably - down 12.6% during 2022, from $200M to $175M. Reported net income was -$25M.
How have Cetera Financial Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Cetera Financial Group, Inc.'s sponsor-wide assets grew 121.5%, from $175M to $387M.
Where does Cetera Financial Group, Inc. 401(k) Savings Plan rank by assets among Form 5500 filers? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan ranks in the 95th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Cetera Financial Group, Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Amkor Technology, Inc. 401(k) Plan in AZ ($174M, 375 participants).

Next read for Cetera Financial Group, Inc. 401(k) Savi…

Filing takeaways

Ways to act on Cetera Financial Group, Inc. 401(k) Savings Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300588666.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.