401(k) · DOL Form 5500 · 2022

Advisor Group, Inc. 401(k) Plan

Data updated 2026-08-25

$213M
Total assets Near avg plan size
1,997
Participants Near avg headcount
96th
Percentile by assets National rank
$106,579
Avg per participant Below avg balance/head
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Official DOL plan name: Advisor Group Inc. Profit Sharing & 401(k) Plan · Sponsored by Advisor Group, Inc. · Arizona · Finance & Insurance

$213M in assets, 1,997 participants

Advisor Group, Inc.'s Advisor Group Inc. Profit Sharing & 401(k) Plan reported $213M in total assets and 1,997 participants in its 2022 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,603 in Finance & Insurance (9,261 peers)

Coverage in Arizona

Advisor Group Inc. Profit Sharing & 401(k) Plan covers 1,997 participants in Arizona, 3.5x the typical Arizona plan (state average ~564 per filing). Assets: $213M.

#8,603
in Finance & Insurance (9,261 peers)
-9.2%
assets change YoY
2.1×
vs typical plan assets (national mean)

The plan reported a net loss of $22M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Advisor Group Inc. Profit Sharing & 401(k) Plan's outsized position by total assets

Advisor Group Inc. Profit Sharing & 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$212,838,118 Top 4% higher than 96% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Advisor Group Inc. Profit Sharing & 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Advisor Group Inc. Profit Sharing & 401(k) Plan lands in the large band (1,997 participants).

DOL schedule card

Filing strip 860623854 · Advisor Group, Inc. PY 2022 · 401(k)

Advisor Group Inc. Profit Sharing & 401(k) Plan · $213M · 1,997 · 96th

  • 5500 $213M
  • ASSETS 1,997
  • PCT 96th
  • EIN 401(k)
  • RANK near Hachette Book Group, Inc. 401(k) Plan
  • PHOTO ind #8603

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Arizona →

Advisor Group Inc. Profit Sharing & 401(k) Plan in the asset neighbourhood

Adams and Reese LLP 401(k) Profit Sharing Plan and TrustAdams and Reese LLP 401(k) P…$213MAdvisor Group Inc. Profit Sharing & 401(k) PlanAdvisor Group Inc. Profit Sh…$213MHachette Book Group, Inc. 401(k) PlanHachette Book Group, Inc. 40…$213MA Company, LLC Section 401(k) Profit Sharing PlanA Company, LLC Section 401(k…$213MHikma Pharmaceuticals USA Inc. 401(k) Retirement PlanHikma Pharmaceuticals USA In…$213M
End-of-year total assets ($M) among Advisor Group Inc. Profit Sharing & 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Arizona filing particulars

Total Assets (Beginning of Year)$234M
Net Assets (End of Year)$213M
Net Income-$22M
Employer EIN860623854
Plan Effective Date2016-10-25
Filing StatusFILING RECEIVED

Sponsor Plan History (Advisor Group, Inc.)

Sponsor-wide plan assets over time

All Advisor Group, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$353M 66.0231129275443% vs 2022
2024 filing year
$150M$200M$250M$300M$350M$400M 202220232024 $213M $353M ▲ +66.0%
Year Plans Participants Total Assets
2022 1 1,997 $213M
2023 1 2,427 $302M
2024 1 2,489 $353M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Advisor Group Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 01234 Total assets ($B) Participants Advisor Group Inc. Profit Sharing & 401(k) Plan, Total assets ($B): 0.212838118 · Participants: 1997Advisor Group Inc. Profit Sharing & 401(k) PlanBanner Health Employees 401(k) Plan, Total assets ($B): 3.566847679 · Participants: 50602Banner Health Employees 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 1.923226111 · Participants: 12362Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramRepublic Services, Inc. 401(k) Plan, Total assets ($B): 1.806929859 · Participants: 28320Republic Services, Inc. 401(k) PlanStantec 401(k) Plan, Total assets ($B): 1.682454193 · Participants: 8764Stantec 401(k) PlanReliance Steel & Aluminum Co. Master 401(k) Plan, Total assets ($B): 1.33677823 · Participants: 9895Reliance Steel & Aluminum Co. Master 401(k) Plan
Advisor Group Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare Advisor Group Inc. Profit Sharing & 401(k) Plan side-by-side with 3 peers →

Advisor Group Inc. Profit Sharing & 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Hachette Book Group, Inc. 401(k) Plan in NY ($213M); by covered participants it is West Liberty Foods, L.L.C. Employee Savings Plan in IA (1,997 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,997 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Advisor Group Inc. Profit Sharing & 401(k) Plan assets move in 2022? ▼
Advisor Group Inc. Profit Sharing & 401(k) Plan pulled back noticeably - down 9.2% during 2022, from $234M to $213M. Reported net income was -$22M.
How have Advisor Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Advisor Group, Inc.'s sponsor-wide assets grew 66.0%, from $213M to $353M.
Where does Advisor Group Inc. Profit Sharing & 401(k) Plan rank by assets among Form 5500 filers? ▼
Advisor Group Inc. Profit Sharing & 401(k) Plan ranks in the 96th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Advisor Group Inc. Profit Sharing & 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hachette Book Group, Inc. 401(k) Plan in NY ($213M, 1,291 participants).
Which 401(k) plans cover a similar participant headcount to Advisor Group Inc. Profit Sharing & 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is West Liberty Foods, L.L.C. Employee Savings Plan in IA (1,997 participants, $48M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860623854.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.