401(k) · DOL Form 5500 · 2022

Advisor Group, Inc. 401(k) Plan

Data updated 2026-08-11

$213M
Total assets: 1,997
Participants: 96th
Percentile by assets: $106,579
Avg per participant

Official DOL plan name: Advisor Group Inc. Profit Sharing & 401(k) Plan · Sponsored by Advisor Group, Inc. · Arizona · Finance & Insurance

$213M in assets, 1,997 participants

Advisor Group, Inc.'s Advisor Group Inc. Profit Sharing & 401(k) Plan reported $213M in total assets and 1,997 participants in its 2022 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

96th percentile by assets (of 139,126 plans)
#8,603 in Finance & Insurance (9,261 peers)

Coverage in Arizona

Advisor Group Inc. Profit Sharing & 401(k) Plan covers 1,997 participants in Arizona, 3.5x the typical Arizona plan (state average ~564 per filing). Assets: $213M.

$213M
total plan assets (2022 EOY): 1,997
covered participants: 96th
percentile by assets (of 139,126 plans): $106,579
avg assets per participant

The plan reported a net loss of $22M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State

Arizona

Industry

Finance & Insurance

Participants vs Arizona filers

In Arizona, the average filing covers about 564 participants across 2,304 plans. Advisor Group Inc. Profit Sharing & 401(k) Plan reports 1,997 participants - 3.5x that state average ($213M EOY assets).

Arizona filing particulars

Total Assets (Beginning of Year)	$234M
Net Assets (End of Year)	$213M
Net Income	-$22M
Employer EIN	860623854
Plan Effective Date	2016-10-25
Filing Status	FILING RECEIVED

Sponsor Plan History (Advisor Group, Inc.)

Total plan assets by year, all Advisor Group, Inc. plans on file

Year	Plans	Participants	Total Assets
2022	1	1,997	$213M
2023	1	2,427	$302M
2024	1	2,489	$353M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Advisor Group Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants

Banner Health Employees 401(k) Plan $3.6B · 50,602
Freeport-Mcmoran Inc. Employee Capital Accumulation Program $1.9B · 12,362
Republic Services, Inc. 401(k) Plan $1.8B · 28,320
Stantec 401(k) Plan $1.7B · 8,764
Reliance Steel & Aluminum Co. Master 401(k) Plan $1.3B · 9,895

Compare Advisor Group Inc. Profit Sharing & 401(… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Advisor Group Inc. Profit Sharing & 401(k) Plan by total assets, not by location.

Hachette Book Group, Inc. 401(k) Plan (NY) $213M · 1,291
Adams and Reese LLP 401(k) Profit Sharing Plan and Trust (LA) $213M · 369
A Company, LLC Section 401(k) Profit Sharing Plan (CA) $213M · 1
Hikma Pharmaceuticals USA Inc. 401(k) Retirement Plan (NJ) $213M · 1,988

Frequently Asked Questions

How did Advisor Group Inc. Profit Sharing & 401(k) Plan assets move in 2022? ▼

Advisor Group Inc. Profit Sharing & 401(k) Plan pulled back noticeably - down 9.2% during 2022, from $234M to $213M. Reported net income was -$22M.

How have Advisor Group, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Advisor Group, Inc.'s sponsor-wide assets grew 66.0%, from $213M to $353M.

Where does Advisor Group Inc. Profit Sharing & 401(k) Plan rank by assets among Form 5500 filers? ▼

Advisor Group Inc. Profit Sharing & 401(k) Plan ranks in the 96th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).

Which 401(k) plans are similar in size to Advisor Group Inc. Profit Sharing & 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Hachette Book Group, Inc. 401(k) Plan in NY ($213M, 1,291 participants).

Next read for Advisor Group Inc. Profit Sharing & 401(…

Filing takeaways

Ways to act on Advisor Group Inc. Profit Sharing & 401(k) Plan's numbers.

By total assets, Advisor Group Inc. Profit Sharing & 401(k) Plan ranks in the top 5% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in Arizona. Compare plans
Advisor Group, Inc.'s sponsor-wide assets have grown 66.0% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860623854.