401(k) · DOL Form 5500 · 2022
B. Riley Financial, Inc. 401(k) Plan
Data updated 2026-08-11
- $204M
- Total assets
- 1,216
- Participants
- 96th
- Percentile by assets
- $167,763
- Avg per participant
Official DOL plan name: B. Riley Financial, Inc. 401(k) Profit Sharing Plan · Sponsored by B. Riley Financial, Inc. · California · Finance & Insurance
$204M in assets, 1,216 participants
B. Riley Financial, Inc.'s B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported $204M in total assets and 1,216 participants in its 2022 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 96th percentile by assets (of 139,126 plans)
- #8,579 in Finance & Insurance (9,261 peers)
Where B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits by assets
B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits in the top 5% of all filed plans by assets, $204M for 1,216 participants (~$167,763/participant), down 19.8% in 2022.
- $204M
- total plan assets (2022 EOY)
- 1,216
- covered participants
- 96th
- percentile by assets (of 139,126 plans)
- $167,763
- avg assets per participant
The plan reported a net loss of $51M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs the 2022 asset distribution
By assets, B. Riley Financial, Inc. 401(k) Profit Sharing Plan outranks 96% of the 139,126 plans that filed a Form 5500 for the 2022 plan year, and holds roughly 2.0x the national average plan size of $100M (721 average participants).
Scale-class filing particulars (2022)
| Total Assets (Beginning of Year) | $254M |
|---|---|
| Net Assets (End of Year) | $204M |
| Net Income | -$51M |
| Employer EIN | 270223495 |
| Plan Effective Date | 1999-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (B. Riley Financial, Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,216 | $204M |
| 2023 | 1 | 1,255 | $256M |
| 2024 | 1 | 1,307 | $290M |
Nearby 401(k) Plans in California
Peer 401(k) plans, same state, same plan type, ranked by total assets.
B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
- Wells Fargo & Company 401(k) Plan $45.8B · 205,865
- Google LLC 401(k) Savings Plan $28.9B · 102,963
- Oracle Corporation 401(k) Savings and Investment Plan $21.9B · 46,320
- Chevron Employee Savings Investment Plan $18.6B · 19,946
- Intel 401(k) Savings Plan $18.4B · 54,672
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to B. Riley Financial, Inc. 401(k) Profit Sharing Plan by total assets, not by location.
- Phymed Management, LLC 401(k) Profit Sharing Plan (TN) $204M · 955
- Simpson, Thacher & Bartlett LLP Cash or Deferred Plan for Senior Counsel, Counsel & Associates (NY) $204M · 907
- Asahi Kasei 401(k) Retirement Plan (NY) $204M · 1,190
- Florida Cancer Specialists & Research Institute, LLC 401(k) Profit Sharing Plan & Trust (FL) $204M · 2,334
Frequently Asked Questions
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Ways to act on B. Riley Financial, Inc. 401(k) Profit Sharing Plan's numbers.
- By total assets, B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in California. Compare plans
- B. Riley Financial, Inc.'s sponsor-wide assets have grown 42.0% since 2022 across 3 plan years on file. More Finance & Insurance plans