401(k) · DOL Form 5500 · 2022

B. Riley Financial, Inc. 401(k) Plan

Data updated 2026-08-25

$204M
Total assets Near avg plan size
1,216
Participants Near avg headcount
96th
Percentile by assets National rank
$167,763
Avg per participant Above avg balance/head
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Official DOL plan name: B. Riley Financial, Inc. 401(k) Profit Sharing Plan · Sponsored by B. Riley Financial, Inc. · California · Finance & Insurance

$204M in assets, 1,216 participants

B. Riley Financial, Inc.'s B. Riley Financial, Inc. 401(k) Profit Sharing Plan reported $204M in total assets and 1,216 participants in its 2022 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,579 in Finance & Insurance (9,261 peers)

Where B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits by assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan sits in the top 5% of all filed plans by assets, $204M for 1,216 participants (~$167,763/participant), down 19.8% in 2022.

#8,579
in Finance & Insurance (9,261 peers)
-19.8%
assets change YoY
2.0×
vs typical plan assets (national mean)

The plan reported a net loss of $51M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's outsized position by total assets

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$203,999,302 Top 4% higher than 96% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's large-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. B. Riley Financial, Inc. 401(k) Profit Sharing Plan lands in the large band (1,216 participants).

EBSA filing schedule strip

Filing strip 270223495 · B. Riley Financial, Inc. PY 2022 · 401(k)

B. Riley Financial, Inc. 401(k) Profit Sharing Plan · $204M · 1,216 · 96th

  • PHOTO $204M
  • IND 1,216
  • EOY 96th
  • 5500 401(k)
  • ASSETS near Phymed Management, LLC 401(k) Profit Sharing Plan
  • PCT ind #8579

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

B. Riley Financial, Inc. 401(k) Profit Sharing Plan in the asset neighbourhood

Florida Cancer Specialists & Research Institute, LLC 401(k) Profit Sharing Plan & TrustFlorida Cancer Specialists &…$204MSimpson, Thacher & Bartlett LLP Cash or Deferred Plan for Senior Counsel, Counsel & AssociatesSimpson, Thacher & Bartlett …$204MB. Riley Financial, Inc. 401(k) Profit Sharing PlanB. Riley Financial, Inc. 401…$204MPhymed Management, LLC 401(k) Profit Sharing PlanPhymed Management, LLC 401(k…$204MAsahi Kasei 401(k) Retirement PlanAsahi Kasei 401(k) Retiremen…$204M
End-of-year total assets ($M) among B. Riley Financial, Inc. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$254M
Net Assets (End of Year)$204M
Net Income-$51M
Employer EIN270223495
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (B. Riley Financial, Inc.)

Sponsor-wide plan assets over time

All B. Riley Financial, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$290M 42.03466882450412% vs 2022
2024 filing year
$150M$200M$250M$300M 202220232024 $204M $290M ▲ +42.0%
Year Plans Participants Total Assets
2022 1 1,216 $204M
2023 1 1,255 $256M
2024 1 1,307 $290M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants B. Riley Financial, Inc. 401(k) Profit Sharing Plan, Total assets ($B): 0.203999302 · Participants: 1216B. Riley Financial, Inc. 401(k) Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
B. Riley Financial, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare B. Riley Financial, Inc. 401(k) Profit Sharing Plan side-by-side with 3 peers →

B. Riley Financial, Inc. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Phymed Management, LLC 401(k) Profit Sharing Plan in TN ($204M); by covered participants it is Computacenter 401(k) Plan in MA (1,216 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,216 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did B. Riley Financial, Inc. 401(k) Profit Sharing Plan assets move in 2022? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan declined sharply - down 19.8% during 2022, from $254M to $204M. Reported net income was -$51M.
How have B. Riley Financial, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), B. Riley Financial, Inc.'s sponsor-wide assets grew 42.0%, from $204M to $290M.
Where does B. Riley Financial, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
B. Riley Financial, Inc. 401(k) Profit Sharing Plan ranks in the 96th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Phymed Management, LLC 401(k) Profit Sharing Plan in TN ($204M, 955 participants).
Which 401(k) plans cover a similar participant headcount to B. Riley Financial, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Computacenter 401(k) Plan in MA (1,216 participants, $109M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270223495.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.