401(k) · DOL Form 5500 · 2022

K1 Investment Management, LLC 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets
107
Participants Small participant base
52nd
Percentile by assets National rank
$49,231
Avg per participant Low balance/head
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Official DOL plan name: K1 401(k) Plan · Sponsored by K1 Investment Management, LLC · California · Finance & Insurance

$5M in assets, 107 participants

K1 Investment Management, LLC's K1 401(k) Plan reported $5M in total assets and 107 participants in its 2022 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,339 in Finance & Insurance (9,261 peers)

Coverage in California

K1 401(k) Plan covers 107 participants in California, about 17% of the average California filer (state average ~630 per filing). Assets: $5M.

#3,339
in Finance & Insurance (9,261 peers)
-2.1%
assets change YoY

The plan reported a net loss of $115K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

K1 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

K1 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$5,267,749 Top 48% higher than 52% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

K1 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. K1 401(k) Plan sits mid-pack in the medium band (107 participants).

EBSA filing schedule strip

Filing strip 274741827 · K1 Investment Management, LLC PY 2022 · 401(k)

K1 401(k) Plan · $5M · 107 · 52nd

  • RANK $5M
  • PHOTO 107
  • IND 52nd
  • EOY 401(k)
  • 5500 near Glenn L. Morgan, M.D., P.a. 401(k) Profit Sharing Plan
  • ASSETS ind #3339

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

K1 401(k) Plan in the asset neighbourhood

K1 401(k) Plan$5MGlenn L. Morgan, M.D., P.a. 401(k) Profit Sharing PlanGlenn L. Morgan, M.D., P.a. …$5MSightlife 401(k) Plan$5MYoung & Associates 401(k) PlanYoung & Associates 401(k) Pl…$5MZanmiller Enterprises Inc. Retirement PlanZanmiller Enterprises Inc. R…$5M
End-of-year total assets ($M) among K1 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

California filing particulars

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$5M
Net Income-$115K
Employer EIN274741827
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (K1 Investment Management, LLC)

Sponsor-wide plan assets over time

All K1 Investment Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$13M 140.99920098698703% vs 2022
2024 filing year
$0M$5M$10M$15M 202220232024 $5.27M $12.7M ▲ +141.0%
Year Plans Participants Total Assets
2022 1 107 $5M
2023 1 133 $8M
2024 1 112 $13M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

K1 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants K1 401(k) Plan, Total assets ($B): 0.005267749 · Participants: 107K1 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 45.765616608 · Participants: 205865Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 28.89820221 · Participants: 102963Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 21.851716605 · Participants: 46320Oracle Corporation 401(k) Savings and Investment PlanChevron Employee Savings Investment Plan, Total assets ($B): 18.60989746 · Participants: 19946Chevron Employee Savings Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 18.361585903 · Participants: 54672Intel 401(k) Savings Plan
K1 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare K1 401(k) Plan side-by-side with 3 peers →

K1 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Glenn L. Morgan, M.D., P.a. 401(k) Profit Sharing Plan in TX ($5M); by covered participants it is First National Bank in Howell 401 (K) Plan in MI (107 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($5M here).

Similar participant headcount

Nearest other-state filings by covered participants (107 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did K1 401(k) Plan assets move in 2022? ▼
K1 401(k) Plan edged down modestly - down 2.1% during 2022, from $5M to $5M. Reported net income was -$115K.
How have K1 Investment Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), K1 Investment Management, LLC's sponsor-wide assets grew 141.0%, from $5M to $13M.
Which 401(k) plans are similar in size to K1 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Glenn L. Morgan, M.D., P.a. 401(k) Profit Sharing Plan in TX ($5M, 7 participants).
Which 401(k) plans cover a similar participant headcount to K1 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is First National Bank in Howell 401 (K) Plan in MI (107 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 274741827.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.